| 13-03694 | 06/24/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Kris Stelzner
Respondent Lawyers(s): Kris Stanley Stelzner
Arbitrator(s): G. Marshall Abbey
Hearing Site: Chicago, IL
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| 13-03499 | 06/20/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Gerald Coscia
Respondent Lawyers(s): Gerald Coscia
Arbitrator(s): Michael P. Marryshow
Hearing Site: Philadelphia, PA
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| 14-00107 | 06/20/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): John Cox
Respondent Lawyers(s): John Cox
Arbitrator(s): Mark A. Myers
Hearing Site: Oklahoma City, OK
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| 12-01874 | 06/19/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): David Geschke, Joseph De Falco, Lawrence King
Respondent Lawyers(s): Michael Blumenfeld, Timothy N. Will
Arbitrator(s): Mandel E. Himelstein, Edward H. Davis, Thomas L. Marshall
Hearing Site: San Diego, CA
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| 12-01585 | 06/18/2014 | Claimant(s): Lilred
Claimant Lawyers(s): Joshua A. Katz
Respondent(s): Ameriprise Financial Services., American Enterprise Investment Services
Respondent Lawyers(s): Neils P. Murphy
Arbitrator(s): Edward R. Niederriter, Howard L. Conklin
Hearing Site: Boca Raton, FL
|  | $0 |
| 13-01100 | 06/12/2014 | Claimant(s): James Miller
Claimant Lawyers(s): David L. Buelt
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Howard M. Klausmeier
Arbitrator(s): Andrew R. Dick
Hearing Site: Omaha, NE
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| 13-00878 | 06/02/2014 | Claimant(s): John Brasfield
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Matthew D. Klafter
Arbitrator(s): Helen E. Huyler
Hearing Site: Birmingham, AL
| | Expungement |
| 13-03776 | 05/21/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Matthew Ortman
Respondent Lawyers(s): Matthew John Ortman
Arbitrator(s): Mitchel Weiss
Hearing Site: Jacksonville, FL
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| 11-04259 | 05/13/2014 | Claimant(s): Patricia Williams
Claimant Lawyers(s): T. Jay Seale
Respondent(s): Ameriprise Financial Services., Jeanine Cazaubon
Respondent Lawyers(s): Susan Sheely
Arbitrator(s): Michele N. O'Brien, Eric M. Schorr
Hearing Site: New Orleans, LA
| | Expungement |
| 13-01533 | 05/08/2014 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Michael Middleton
Respondent Lawyers(s): John J. Miller
Arbitrator(s): Thomas J. Ray, Sandra K. Hummel, James A. Hayes
Hearing Site: Kansas City, MO
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