| 09-07065 | 02/24/2011 | Claimant(s): Maria Henrichs
Claimant Lawyers(s): Paul J. Roshka
Respondent(s): Attila Toth
Respondent Lawyers(s): Attila Gyula Toth
Arbitrator(s): George N. Roy, Brian L Evans, Merton E. Marks
Hearing Site: Phoenix, AZ
|  | $46,731 |
| 10-03774 | 02/01/2011 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Edward C. Nowak
Respondent(s): Michael Guidroz
Respondent Lawyers(s): Michael Paul Guidroz
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | |
| 10-01666 | 01/26/2011 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Renan I. Sugarman
Respondent(s): Scott Moore
Respondent Lawyers(s): Scott Randall Moore
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | |
| 10-01800 | 01/07/2011 | Claimant(s): Jimmy Hair, Karen Hair, Oceans 30.
Claimant Lawyers(s): Rosemary J. Shockman
Respondent(s): Jared Roskelley, Sagepoint Financial., Keith Degreen
Respondent Lawyers(s): Alan Baskin, Robert B. Ericson, Robert D. Mitchell
Arbitrator(s): Charles W. Herf, Marc Kalish, Henry L. Dahl
Hearing Site: Phoenix, AZ
| | Expungement |
| 09-07184 | 12/17/2010 | Claimant(s): David Parri
Claimant Lawyers(s): Mark D. Lammers
Respondent(s): Wells Fargo Investments
Respondent Lawyers(s): Vanessa Hoffmann
Arbitrator(s): Richard D. Fincher
Hearing Site: Phoenix, AZ
| | $0 |
| 09-05848 | 12/13/2010 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Luken Carp
Respondent(s): Jeffrey Stanley
Respondent Lawyers(s): Jeffrey Michael Stanley
Arbitrator(s): James D. Knotter
Hearing Site: Phoenix, AZ
| | |
| 09-03836 | 12/02/2010 | Claimant(s): Dennis E. Flynn IRA
Claimant Lawyers(s): Chris D. Barski
Respondent(s): Bryan Dunn, UBS Financial Services Inc.
Respondent Lawyers(s): Kathleen S. Adams
Arbitrator(s): Richard D. Fincher, W. Michael Kelley, Robert W. Bruns
Hearing Site: Phoenix, AZ
| | $71,532 |
| 09-05070 | 11/18/2010 | Claimant(s): Joanne Bohnke
Claimant Lawyers(s): David Valicenti
Respondent(s): Citigroup Global Markets., Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): Robert S. McConnell, Thomas A. Peterson, LeRoy Melvin Gilbertson
Hearing Site: Phoenix, AZ
| | $136,112 |
| 07-00800 | 11/16/2010 | Claimant(s): Lewis Young
Claimant Lawyers(s): Lewis Young
Respondent(s): SunAmerica Securities.
Respondent Lawyers(s): Gregory M. Curley
Arbitrator(s): Jerry H. Friedland
Hearing Site: Phoenix, AZ
| | $0 |
| 09-02053 | 11/04/2010 | Claimant(s): Thermo Dynamics Inc.
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Ben Suter
Arbitrator(s): Katherine M. Harmeyer, Ralph H. Martin, Deana S. Peck
Hearing Site: Phoenix, AZ
| | $0 |
