| 12-02921 | 05/08/2013 | Claimant(s): Longview Financial Group.
Claimant Lawyers(s): Bruce A. Schoenberg
Respondent(s): Christopher Cushman, Tsarina Branyan
Respondent Lawyers(s): Christopher Robert Cushman, Tsarina Lau Branyan
Arbitrator(s): Katherine M. Harmeyer
Hearing Site: Phoenix, AZ
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| 12-01407 | 04/19/2013 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Jesse B. Simpson
Respondent(s): Timothy Moran, Private Client
Respondent Lawyers(s): Corporate Officer, Timothy Damien Moran
Arbitrator(s): Eugene R. Nielson, Brian L Evans, Merton E. Marks
Hearing Site: Phoenix, AZ
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| 11-04736 | 04/05/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Carp
Respondent(s): Kaream White
Respondent Lawyers(s): Kaream Hassan White
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
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| 12-03217 | 03/28/2013 | Claimant(s): Harry Rubinoff, Judith Engelman
Claimant Lawyers(s): Robert D. Mitchell
Respondent(s): United Securities Alliance.
Respondent Lawyers(s): Michael Jones
Arbitrator(s): Paul A. Cash
Hearing Site: Phoenix, AZ
|  | $94,947 |
| 10-05591 | 03/14/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Ho
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Nicolas Castaneda
Respondent Lawyers(s): Alan Baskin
Arbitrator(s): Paul C. Bookidis, Paul A. Cash, Loren Scott Buell
Hearing Site: Phoenix, AZ
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| 12-00911 | 03/14/2013 | Claimant(s): FSC Securities Corporation
Claimant Lawyers(s): Craig A. Vollono
Respondent(s): Donald Zienty
Respondent Lawyers(s): Donald Matthew Zienty
Arbitrator(s): Howard R. Gaines
Hearing Site: Phoenix, AZ
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| 12-03055 | 03/12/2013 | Claimant(s): Karen Warstler
Claimant Lawyers(s): Karen Warstler
Respondent(s): Chase Investment Services Corp., Loretta Barmes
Respondent Lawyers(s): Erika Imre Schindler
Arbitrator(s): Robert S. Mautner
Hearing Site: Phoenix, AZ
| | $1,713 |
| 11-02089 | 02/26/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Lee Brown
Respondent Lawyers(s): Lee Kim Brown
Arbitrator(s): Robert S. McConnell, Lanny M. Leff, Richard Marc Weinroth
Hearing Site: Phoenix, AZ
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| 12-00213 | 02/20/2013 | Claimant(s): John Butler
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Demian J. Betz
Arbitrator(s): Robert S. McConnell
Hearing Site: Phoenix, AZ
| | $0 |
| 12-00851 | 02/12/2013 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Stoler
Respondent(s): Matthew Kofron
Respondent Lawyers(s): Matthew Mark Kofron
Arbitrator(s): W. Michael Kelley
Hearing Site: Phoenix, AZ
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