Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-03121 | 06/10/2021 | Claimant(s): Marianne Smith Claimant Lawyers(s): Brian Luther Respondent(s): Edward Jones, Investors Capital Corp. Respondent Lawyers(s): Bernard Breton, Jonathan Hackbarth Arbitrator(s): Steven R. Rolnick Hearing Site: Hartford, CT | ||
| 20-02370 | 05/04/2021 | Claimant(s): Bret LaPorte Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): Workman Securities Corporation Respondent Lawyers(s): Dana Vietor Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Hartford, CT | ||
| 18-03637 | 03/30/2021 | Claimant(s): Gregory Macko Claimant Lawyers(s): Christopher J. Gray Respondent(s): Wells Fargo Clearing Services Respondent Lawyers(s): Thomas B. Lewis Arbitrator(s): Linda J. Baer, William T. Brice Hearing Site: Hartford, CT | ||
| 20-02506 | 02/23/2021 | Claimant(s): Stephen Bohan Claimant Lawyers(s): Brian Luther Respondent(s): Centaurus Financial., Questar Capital Corporation Respondent Lawyers(s): Katherine C. Donlon, Paul King Arbitrator(s): Mark Stuart Gurevitz Hearing Site: Hartford, CT | ||
| 19-01044 | 02/17/2021 | Claimant(s): Shawna Mead Claimant Lawyers(s): Shawna Danette Mead Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas F. Barnett Arbitrator(s): Robert L. Chase, Robert M. Singer, Karen Kim Hearing Site: Hartford, CT | ||
| 19-03579 | 02/09/2021 | Claimant(s): Kevin Fretz Claimant Lawyers(s): Robert L. Herskovits Respondent(s): LPL Financial LLC Respondent Lawyers(s): Neil S. Baritz Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 19-03338 | 01/29/2021 | Claimant(s): Oppenheimer & Co.. Claimant Lawyers(s): John T. McGuire Respondent(s): Gary Helbling Respondent Lawyers(s): Alex Mazzella Arbitrator(s): Mary Elizabeth Satran Hearing Site: Hartford, CT | ||
| 20-02595 | 01/26/2021 | Claimant(s): Jeffery Still Claimant Lawyers(s): Brian J. Palmeri Respondent(s): NYLife Securities LLC Respondent Lawyers(s): Richard F. Lubarsky Arbitrator(s): Robert Titus Hearing Site: Hartford, CT | ||
| 20-00872 | 01/07/2021 | Claimant(s): John Beloin Claimant Lawyers(s): Dochtor Kennedy Respondent(s): LPL Financial LLC Respondent Lawyers(s): Thomas Barnett Arbitrator(s): Sean Alan D'Amico Hearing Site: Hartford, CT | ||
| 20-02859 | 12/29/2020 | Claimant(s): Christopher Calandra Claimant Lawyers(s): Christopher J Calandra Respondent(s): Sagepoint Financial. Respondent Lawyers(s): James V. Noblett Arbitrator(s): Samuel H. Chorches Hearing Site: Hartford, CT |