| 20-02554 | 03/15/2021 | Claimant(s): Becky Mathre
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Royal Alliance Associates.
Respondent Lawyers(s): James V. Noblett
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
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| 20-02900 | 03/11/2021 | Claimant(s): Christopher Larochelle
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): First Allied Securities.
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 19-00731 | 02/02/2021 | Claimant(s): Morgan Stanley
Claimant Lawyers(s): Matthew B Henneman
Respondent(s): Amad Owidi
Respondent Lawyers(s): Stephany D. McLaughlin
Arbitrator(s): John F. Hinrichs, Lynne M. Gomez, Allan R. Lazor
Hearing Site: Houston, TX
| | |
| 20-00741 | 11/16/2020 | Claimant(s): Dennis Greensage
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): WS Griffith Securities.
Respondent Lawyers(s): Nancy J. Engberg
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 20-00887 | 11/16/2020 | Claimant(s): Charles Saacke
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Ameriprise Financial Services
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 20-00901 | 10/27/2020 | Claimant(s): James Neuenschwander
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Sanders Morris Harris.
Respondent Lawyers(s): Steve Mangold
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 20-00297 | 05/29/2020 | Claimant(s): Theodore Longo
Claimant Lawyers(s): Jennifer Willey
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr
Hearing Site: New Orleans, LA
| | |
| 19-02767 | 04/17/2020 | Claimant(s): Bradley Bowman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): David Feldstein
Arbitrator(s): Lynne M. Gomez
Hearing Site: Houston, TX
| | |
| 19-01676 | 02/19/2020 | Claimant(s): Brent Henry, Dustin Colebank, Pamela Raben
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Sarah K. Yates
Arbitrator(s): Lynne M. Gomez
Hearing Site: Little Rock, AR
| | |
| 19-00592 | 01/14/2020 | Claimant(s): Bryan Parker, Jessica Valentine, Parker Family Trust
Claimant Lawyers(s): Joseph R. Marrs
Respondent(s): Interactive Brokers LLC
Respondent Lawyers(s): Carlos E. Provencio
Arbitrator(s): Lynne M. Gomez, Robert C. Rice, Stephen Andrew McCarthy
Hearing Site: Houston, TX
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