| 15-01362 | 02/02/2016 | Claimant(s): Albert Anhkhoa
Claimant Lawyers(s): Albert Anhkhoa
Respondent(s): U.S. Bancorp Investments.
Respondent Lawyers(s): Bruce L. Gisi
Arbitrator(s): Robert D. Sussin
Hearing Site: Los Angeles, CA
|  | $300 |
| 15-00935 | 01/08/2016 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Scott T. Earl
Respondent(s): James Rotter
Respondent Lawyers(s): James Thomas Rotter
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO
| | |
| 15-00936 | 11/05/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Scott T. Earl
Respondent(s): Eric Eversole
Respondent Lawyers(s): Eric Nathaniel Eversole
Arbitrator(s): Robert J. Scafuri
Hearing Site: Cincinnati, OH
| | |
| 12-01405 | 09/15/2015 | Claimant(s): Koko Flowers, Thomas E. Flowers Charitable Trust, Koko Fujita Charitable Trust dd 12/31/96, Thomas E. Flowers & Koko Fujita Trust, Thomas E. Flowers Trust dd 9/29/1999
Claimant Lawyers(s): Ann McFarland Draper
Respondent(s): David Gillimore, U.S. Bancorp Investments.
Respondent Lawyers(s): Abe Lampart, Elizabeth M. Hill
Arbitrator(s): Kathryn J. Toronto, Robert M. Smith, Sterling N. Frost
Hearing Site: San Francisco, CA
| | $0 |
| 15-00028 | 07/31/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Adam Pekor
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): W. Sean Kelleher
Hearing Site: Columbus, OH
| | |
| 14-00846 | 05/26/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Jonathan Sokolowski
Respondent(s): James Clay
Respondent Lawyers(s): James Randall Clay
Arbitrator(s): Hugh J. Moore, David T. Maddux, Arthur L. Tepper
Hearing Site: Nashville, TN
| | |
| 14-02840 | 05/22/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shira Forman
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO
| | |
| 13-03213 | 04/20/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric Raphan
Respondent(s): Caroline Tennant
Respondent Lawyers(s): Avi J. Lipman
Arbitrator(s): Laurie E. Law, Lawrence E. Little, Judith Hill Henderson
Hearing Site: Seattle, WA
| | |
| 13-03638 | 04/16/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Shira Forman
Respondent(s): David Kosobucki
Respondent Lawyers(s): David Kosobucki
Arbitrator(s): Raymond P. Buschmann
Hearing Site: Chicago, IL
| | |
| 14-00832 | 02/27/2015 | Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Eric R. Raphan
Respondent(s): Robert Chan
Respondent Lawyers(s): H. Thomas Fehn
Arbitrator(s): Elliott David Finkel, Theresa Y. Hu, Richard A. Stephens
Hearing Site: Los Angeles, CA
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