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FINRA Awards for James Rotter

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0093501/08/2016Claimant(s): U.S. Bancorp Investments.
Claimant Lawyers(s): Scott T. Earl
Respondent(s): James Rotter
Respondent Lawyers(s): James Thomas Rotter
Arbitrator(s): Thomas J. Ray
Hearing Site: St. Louis, MO

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