Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-00392 | 06/09/2020 | Claimant(s): Morgan Stanley Claimant Lawyers(s): Alan S. Brodherson Respondent(s): Deependra Logani Respondent Lawyers(s): Deegendra Kumar Logani Arbitrator(s): John J. Jordan Hearing Site: Philadelphia, PA | ||
| 19-00563 | 02/06/2020 | Claimant(s): Anthony Sica Claimant Lawyers(s): Irwin Weltz Respondent(s): Prudential Securities, Shearson Lehman Brothers Inc. (Puerto Ri Respondent Lawyers(s): Alan S. Brodherson, Joseph A. Del Duca Arbitrator(s): Joan M. Traub Hearing Site: New York, NY | ||
| 19-01376 | 01/23/2020 | Claimant(s): Michael Boagni Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): C. Sumpter Logan Hearing Site: New Orleans, LA | ||
| 19-00738 | 11/11/2019 | Claimant(s): David Mehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Douglas Earl McLaren Hearing Site: Charlotte, NC | ||
| 18-04419 | 10/04/2019 | Claimant(s): Marc Jacobson Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities., AXA Advisors Respondent Lawyers(s): Alan S. Brodherson, Michael J. Biondi Arbitrator(s): Kenneth N. Adamson Hearing Site: Chicago, IL | ||
| 18-04185 | 10/03/2019 | Claimant(s): James O'Leary Claimant Lawyers(s): Jeffrey S. Greenhaus Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO | ||
| 18-03964 | 10/02/2019 | Claimant(s): Rodney Furniss Claimant Lawyers(s): Steven J. Wright Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Jonathan H. Krotinger Hearing Site: Boise, ID | ||
| 18-01739 | 09/27/2019 | Claimant(s): Timothy Tremblay Claimant Lawyers(s): Tyson W. Kovash Respondent(s): Prudential Equity Group, Centaurus Financial., Voya Financial Advisors. Respondent Lawyers(s): Alan S. Brodherson, Christina Vourakis, Michael West Arbitrator(s): Robert E. Jenks Hearing Site: Los Angeles, CA | ||
| 19-00117 | 09/23/2019 | Claimant(s): Craig Moore Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Pruco Securities. Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Hearing Site: Manchester, NH | ||
| 19-00286 | 09/18/2019 | Claimant(s): Robert Schwarz Claimant Lawyers(s): Frances Menzer Respondent(s): Prudential Equity Group Respondent Lawyers(s): Alan S. Brodherson Arbitrator(s): Charles G. Michaels Hearing Site: Denver, CO |