Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-01939 | 05/24/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc. Claimant Lawyers(s): Edward G. Winsman Respondent(s): Christopher Lee Respondent Lawyers(s): Christopher Jung Lee Arbitrator(s): Christine Moore Hearing Site: New York, NY | ||
| 09-00715 | 04/11/2012 | Claimant(s): Gary and Gail Whitener Claimant Lawyers(s): James A. Dunlap Respondent(s): Morgan Keegan & Company. Respondent Lawyers(s): Ryan R. Baker Arbitrator(s): Elizabeth Gilbert, Christine Moore, Clifford Matthew Olson Hearing Site: New Orleans, LA |  | $0 |
| 08-02210 | 03/15/2010 | Claimant(s): Andrew McConnell Claimant Lawyers(s): Michael Schwartzberg Respondent(s): BNP Paribas Securities Corp. Respondent Lawyers(s): Robert S. Whitman Arbitrator(s): Joel P. Mellis, Harry T. Walters, Christine Moore Hearing Site: New York, NY | ||
| 07-00680 | 12/10/2009 | Claimant(s): Kevin LeBlanc, Robert Berg Claimant Lawyers(s): Jim L. Batson Respondent(s): Wachovia Securities Respondent Lawyers(s): Leonard Weintraub Arbitrator(s): Robert L. Nisely, Christine Moore, Keith Eric Bettencourt Hearing Site: New York, NY | ||
| 08-03674 | 04/01/2009 | Claimant(s): Jane Ricca Claimant Lawyers(s): Jane E. Ricca Respondent(s): Fidelity Brokerage Services LLC Respondent Lawyers(s): Paula M. McManus Arbitrator(s): Christine Moore Hearing Site: New York, NY | | $619 |
| 05-06516 | 01/25/2008 | Claimant(s): Heinz Haenggeli Claimant Lawyers(s): W. Scott Grecco Respondent(s): Respondent Lawyers(s): Arbitrator(s): Rena E. Grossfield, Stephen M. Gross, Christine Moore Hearing Site: New York, NY | | Stipulated Award and Expungement |