| 15-00669 | 03/21/2016 | Claimant(s): Castaway LP
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Melissa Muehlfeld
Arbitrator(s): Phillip Lee Scheldt, G. Maynard Green, Robert J. Gregory
Hearing Site: Dallas, TX
|  | $0 |
| 15-01458 | 12/23/2015 | Claimant(s): John Kever
Claimant Lawyers(s): Susan A. Logsdon
Respondent(s): Bailey Bryan
Respondent Lawyers(s): Bailey Bryan
Arbitrator(s): G. Maynard Green, Larry N. Quinn, Gerald Ray Waterston
Hearing Site: Dallas, TX
| | Expungement |
| 14-00644 | 12/22/2015 | Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Brian S. Hormozi
Respondent(s): Scott Mills
Respondent Lawyers(s): Scott M. Garelick
Arbitrator(s): Philip I. McConnell, Richard C. Corse, G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 14-02724 | 07/28/2015 | Claimant(s): Heidi Kurrus
Claimant Lawyers(s): Heidi N. Kurrus
Respondent(s): William Sokol, AXA Advisors
Respondent Lawyers(s): Eileen Stassa, Thomas C. Costello
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | $9,038 |
| 14-03730 | 05/15/2015 | Claimant(s): Stafford Juneau
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Heggar Shea
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | $0 |
| 13-02773 | 03/03/2015 | Claimant(s): Lee Roy Cosper Trust
Claimant Lawyers(s): Jeffrey Ansley
Respondent(s): Chad Bushaw, UBS Financial Services Inc.
Respondent Lawyers(s): Jeffrey L. Friedman
Arbitrator(s): G. Maynard Green, George Young Banks, Michael Wayne Johnston
Hearing Site: Dallas, TX
| | $0 |
| 14-01232 | 02/06/2015 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Beverly Jo Slaughter
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): G. Maynard Green
Hearing Site: Dallas, TX
| | |
| 11-04373 | 03/31/2014 | Claimant(s): Ronnie Jiles
Claimant Lawyers(s): Jerry L. Colclazier
Respondent(s): James Long, Investment Centers of America.
Respondent Lawyers(s): Timothy J. Bomhoff
Arbitrator(s): G. Maynard Green, Charles W. Adams, Thomas Bentley Baines
Hearing Site: Oklahoma City, OK
| | $571,522 |
| 12-03396 | 12/23/2013 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Edward Walton
Respondent(s): Rodney Watkins
Respondent Lawyers(s): Patrick O. Waddel
Arbitrator(s): G. Maynard Green
Hearing Site: Oklahoma City, OK
| | |
| 12-02077 | 09/09/2013 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Brad Kirklin
Respondent(s): Richard Ainsworth
Respondent Lawyers(s): Richard K. Ainsworth
Arbitrator(s): Robert L. Yeager, G. Maynard Green, Robert E. Treadaway
Hearing Site: Dallas, TX
| | |
