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FINRA Awards for Securities America.

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Displaying 21-30 out of 125 results
Case Number Award Date Case Summary Customer Case? Amount Granted
20-0283505/07/2021Claimant(s): Mark Picchi
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Richard R. Logsdon
Hearing Site: Tampa, FL
20-0278604/13/2021Claimant(s): Kristopher Flammang
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Karl A. Vogeler
Hearing Site: Tampa, FL
20-0217803/20/2021Claimant(s): Todd Lester
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Gregory G. Gocek
Hearing Site: Indianapolis, IN
20-0175812/23/2020Claimant(s): Richard Eller
Claimant Lawyers(s): Zachary T. Hayes-Macaluso
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Ellyn S. Roth
Hearing Site: New York, NY
20-0144112/15/2020Claimant(s): J. Coghlan, Joshua Willard
Claimant Lawyers(s): Chad E. Weaver
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Kevin K. Forrester
Hearing Site: San Diego, CA
20-0198812/09/2020Claimant(s): Brian Smoot
Claimant Lawyers(s): Brian Luther
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
20-0091009/30/2020Claimant(s): Securities America.
Claimant Lawyers(s): Chad Weaver
Respondent(s): Elliott Cox
Respondent Lawyers(s): Elliott Charles Cox
Arbitrator(s): Thomas D. Reese
Hearing Site: San Francisco, CA
20-0041809/23/2020Claimant(s): Peggy Rouillier
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Stuart K. Furman
Hearing Site: Nashville, TN
20-0019608/18/2020Claimant(s): Dale Cebert
Claimant Lawyers(s): Harris Freedman
Respondent(s): Securities America.
Respondent Lawyers(s): Tyler Schubauer
Arbitrator(s): Mauricio Arcadier
Hearing Site: Orlando, FL
20-0000507/27/2020Claimant(s): Dustin Christopherson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America.
Respondent Lawyers(s): Laurel A. Whelan
Arbitrator(s): William M. Azkoul
Hearing Site: Minneapolis, MN

125 Results

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