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FINRA Awards for John T. McGuire

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Displaying 11-20 out of 47 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0303008/24/2020Claimant(s): Laurence Stanger
Claimant Lawyers(s): Irwin Weltz
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Eric Goldman
Hearing Site: New York, NY
19-0336406/29/2020Claimant(s): Craig Goldstone
Claimant Lawyers(s): Craig Mitchell Goldstone
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Bernard S. Carrey, Kimberly A. Gilmour, Michael D Felton
Hearing Site: Boca Raton, FL
19-0368706/02/2020Claimant(s): Monica Chioffi
Claimant Lawyers(s): Monica C. Chioffi
Respondent(s): Oppenheimer & Co.., Steven Gordon
Respondent Lawyers(s): John T. McGuire, Steven A. Gordon
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Hartford, CT
Checkmark Icon$1,275
19-0116305/07/2020Claimant(s): Sandra Dannenberg
Claimant Lawyers(s): Lars Soreide
Respondent(s): Oppenheimer & Co.., Sean Rooney
Respondent Lawyers(s): John T. McGuire, Neil S. Baritz
Arbitrator(s): Ellen J. Abrams
Hearing Site: Boca Raton, FL
Checkmark Icon$0
19-0081402/25/2020Claimant(s): Joel Breiter
Claimant Lawyers(s): Angela Turiano
Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc.
Respondent Lawyers(s): John T. McGuire, Omar Perez
Arbitrator(s): Sam Antar
Hearing Site: New York, NY
19-0288602/03/2020Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): Michael Wilcheck
Respondent Lawyers(s): Michael Wayne Wilcheck
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Cincinnati, OH
19-0204301/03/2020Claimant(s): Mitchell Hassenbein
Claimant Lawyers(s): Faun Marie Phillipson
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
19-0028910/28/2019Claimant(s): Brian Rener
Claimant Lawyers(s): Audette Paul Morales
Respondent(s): Oppenheimer & Co.., UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik, John T. McGuire
Arbitrator(s): Jeffry M. Bauer
Hearing Site: Detroit, MI
19-0014810/14/2019Claimant(s): William Elmore
Claimant Lawyers(s): Harris M. Freedman
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Edward R. Niederriter
Hearing Site: Boca Raton, FL
19-0079108/13/2019Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): John T. McGuire
Respondent(s): James Shea
Respondent Lawyers(s): Paul V. Fernicola
Arbitrator(s): Sam Antar
Hearing Site: Newark, NJ

47 Results

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