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FINRA Awards for Steven A. Gordon

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0368706/02/2020Claimant(s): Monica Chioffi
Claimant Lawyers(s): Monica C. Chioffi
Respondent(s): Oppenheimer & Co.., Steven Gordon
Respondent Lawyers(s): John T. McGuire, Steven A. Gordon
Arbitrator(s): Kathleen Hoey Gorr
Hearing Site: Hartford, CT
Checkmark Icon$1,275

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