Potomac Analytics' Logo

FINRA Awards for Lise Gabrielle Hunter

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 11-20 out of 26 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0280802/12/2016Claimant(s): Ian Preskett
Claimant Lawyers(s): Michael Liik
Respondent(s): Anthony Lodati, Brookville Capital Partners
Respondent Lawyers(s): Anthony F. Lodati, Gabriel Lezzoni
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
Checkmark Icon$42,055
14-0334007/15/2015Claimant(s): Anthony Caggiano
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Pepe Martorana
Arbitrator(s): Lise Gabrielle Hunter, Roger L Gavan, Alan Gradzki
Hearing Site: New York, NY
Checkmark IconExpungement
13-0254005/28/2015Claimant(s): Anne Rapp, Brian Vaughn, Brooks Culley, Charles Bigelow, Charles Redfearn, David Kells, Frank Piraino, Frank Vaughn, George Skaates, Harold Stulbaum, Howard Applebaum, Joseph Rapp, Joseph Reale, Michael King, Nikki Applebaum, Regina Kinney, Richard Lenhart, Robert Kinney, Robert Starzel, Ronald Vaughn, et al
Claimant Lawyers(s): Kevin P. Conway
Respondent(s): Anthony Lodati, Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Lise Gabrielle Hunter, Thomas D. Giordano, Linda J. Baer
Hearing Site: New York, NY
Checkmark Icon$2,692,600
13-0093803/10/2015Claimant(s): William Farrington, Academy Rubber Stamp.
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): LPL Financial LLC, Douglas Flynn, Richard Zito, Flynn Zito Capital Management
Respondent Lawyers(s): Ryan Gustafson
Arbitrator(s): Lise Gabrielle Hunter, Steven J. Brill, Geri S. Krauss
Hearing Site: New York, NY
Checkmark IconExpungement
13-0302802/11/2015Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Genyou Hu
Respondent Lawyers(s): Kevin K. Tung
Arbitrator(s): Lise Gabrielle Hunter, Jerome M Shafer, Arthur M. Schoenberger
Hearing Site: New York, NY
12-0407112/30/2014Claimant(s): Morris Barkey
Claimant Lawyers(s): Larry Dub
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Joseph A. Vallo
Arbitrator(s): Michael T. Curley, Lise Gabrielle Hunter, Ronald J. Colombo
Hearing Site: New York, NY
Checkmark Icon$0
09-0369411/12/2014Claimant(s): Jack Robbins, Myrna Robbins
Claimant Lawyers(s): Michael S. Finkelsetein
Respondent(s): Eric Kash, James Ackerman, Basic Investors Inc.
Respondent Lawyers(s): Alex D. Widell, Richard Belz, Thomas Vays
Arbitrator(s): Lise Gabrielle Hunter, Mark Mendley, Thomas A. Abitabile
Hearing Site: New York, NY
Checkmark Icon$300,000
12-0300306/12/2014Claimant(s): Bettina Rosser, Real Estate Seizure Sales., Thermos Norwich Developers Inc
Claimant Lawyers(s): Bradd L. Milove
Respondent(s): Erinn Ford, Mark McCloskey, Philip Pizelo, Shanon Ford, Victor Cassone, IFC Holdings d/b/a Invest Fin Corp, Mighty Oak Management LLC, Pacific West Securities.
Respondent Lawyers(s): Barry R. Temkin, Erinn J. Ford, Mark T. McCloskey, Philip A. Pizelo, Shannon L. Ford
Arbitrator(s): Lise Gabrielle Hunter, Daphne D. Duverney, Robert Youdelman
Hearing Site: New York, NY
Checkmark IconExpungement
11-0293707/01/2013Claimant(s): Protostar I Litigation Trust
Claimant Lawyers(s): Elizabeth Wolstein
Respondent(s): Paul Deninger, Richard Morrison, Jefferies & Company.
Respondent Lawyers(s): Hal S. Shaftel
Arbitrator(s): Lise Gabrielle Hunter, Walter D. Goldsmith, J.D., Phillip Weitzman
Hearing Site: New York, NY
Checkmark Icon$566,667
11-0060001/16/2013Claimant(s): Melvyn M. Heller Rollover IRA
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Hollie Mason
Arbitrator(s): Lise Gabrielle Hunter
Hearing Site: New York, NY
Checkmark Icon$0

26 Results

Display: