| 18-02320 | 07/02/2019 | Claimant(s): Peter Covino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): LPL Financial LLC, VSR Financial Services., Prospera Financial Services.
Respondent Lawyers(s): Brian Harlan, Jeremy Carr, William M. Schmitt
Arbitrator(s): Daniel B. MacLeod
Hearing Site: Boise, ID
| | |
| 18-02355 | 01/03/2019 | Claimant(s): Adele Harper, Amanda Harper, Chris Hansen, Christina Hansen, Ed Harper, Gary Hansen, Genene Hansen, Philip Harper, Ray Hadley, Rick Tokita, Robert Hadley, Terry Hansen, Trevor Shuman
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Heath Bowen
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Elwood C. Avery, Paul E. Dahlman, James E. Bartels
Hearing Site: Boise, ID
|  | $385,000 |
| 17-03222 | 11/28/2018 | Claimant(s): Cheryl Neace
Claimant Lawyers(s): Eben T Masingill
Respondent(s): Timothy Hetrick, U.S. Brokerage.
Respondent Lawyers(s): Gregory Randall, William A. Morrow
Arbitrator(s): Paul E. Dahlman
Hearing Site: Boise, ID
| | $42,500 |
| 17-00236 | 03/20/2018 | Claimant(s): Mark Eshman
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Imperial Capital
Respondent Lawyers(s): Bentley P. Stansbury
Arbitrator(s): Nina Vallion
Hearing Site: Boise, ID
| | |
| 16-02844 | 12/19/2017 | Claimant(s): Gary Stoll, Jimmie Stoll
Claimant Lawyers(s): Christopher L. Lufrano
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Sarah Schiferl
Arbitrator(s): Joseph C. Roberts
Hearing Site: Boise, ID
| | Expungement |
| 17-00135 | 12/19/2017 | Claimant(s): Dwight Hansen, Julie Hansen, Hansen's Grain Inc., Dwight Jay Hansen IRA
Claimant Lawyers(s): Robert L. Gonser
Respondent(s): Brandon Stimpson, Heath Bowen, Allegis Investment Services
Respondent Lawyers(s): Tamara A. Seelman
Arbitrator(s): Larry T. Coady, G. E. Craig Doupe, Michael D. Briggs
Hearing Site: Boise, ID
| | Dismissed by Rule (12200/12201) |
| 17-01210 | 11/06/2017 | Claimant(s): Ronald Daly
Claimant Lawyers(s): Patrick Mahoney
Respondent(s): Piper Jaffray & Co.
Respondent Lawyers(s): Ann C. McCague
Arbitrator(s): Laurel Littman Gothelf
Hearing Site: Boise, ID
| | |
| 17-00224 | 10/11/2017 | Claimant(s): James Everitt
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): A.G. Edwards & Sons.
Respondent Lawyers(s): Deirdre Wolff
Arbitrator(s): Herbert Liberman
Hearing Site: Boise, ID
| | |
| 16-03508 | 08/30/2017 | Claimant(s): Daniel McPherson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities America., Cetera Advisors LLC, Parkland Securities
Respondent Lawyers(s): David G. Smitham, Denis C. Dice, John McClellan
Arbitrator(s): Bernard F. Vail
Hearing Site: Boise, ID
| | |
| 16-00644 | 08/08/2017 | Claimant(s): Bruce McKay, The McKay Family Trust
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph A. Sack
Arbitrator(s): Dee Newell
Hearing Site: Boise, ID
| | Expungement |
