Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 22-00022 | 07/11/2022 | Claimant(s): Amanda Dunlap Claimant Lawyers(s): Lydia R. Zaidman Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Daniel J. Pagnano Hearing Site: Houston, TX | ||
| 20-00690 | 05/05/2022 | Claimant(s): Richard McCollam Claimant Lawyers(s): Paul W. Thomas Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): John J. Flynn, William W. Haskell, Douglas J. Pavese Hearing Site: San Francisco, CA | ||
| 21-02329 | 04/26/2022 | Claimant(s): Benjamin Hoehler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Douglas M. Branson Hearing Site: Louisville, KY | ||
| 21-02366 | 04/01/2022 | Claimant(s): James Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): Securities America., Centaurus Financial. Respondent Lawyers(s): Gregory M. Curley, Michael West Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 21-01784 | 03/09/2022 | Claimant(s): Scott Yee Claimant Lawyers(s): Zachary Morse Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Arocles Aguilar Hearing Site: San Francisco, CA | ||
| 21-01431 | 02/04/2022 | Claimant(s): John Czajkowski Claimant Lawyers(s): Chrisitina Vourakis Respondent(s): Securities America. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Jo-Ann C. Little, Randy R. Maher, Kirtley M. Thiesmeyer Hearing Site: San Diego, CA | ||
| 20-00211 | 06/08/2020 | Claimant(s): FSC Securities Corporation Claimant Lawyers(s): Gregory M. Curley Respondent(s): David Hergert Respondent Lawyers(s): Charles H. Peckham Arbitrator(s): Jude A Smith Hearing Site: Houston, TX | ||
| 19-02251 | 03/17/2020 | Claimant(s): Keith DeGreen Claimant Lawyers(s): Robert D. Mitchell Respondent(s): Sagepoint Financial. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Kenneth Layne Morrill, Renee Bryna Gerstman, James M Garber Hearing Site: Phoenix, AZ | ||
| 18-01331 | 01/28/2019 | Claimant(s): Roger Deal Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Royal Alliance Associates. Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Philip J. Glick Hearing Site: Omaha, NE | ||
| 18-00867 | 08/20/2018 | Claimant(s): Shirley Bonaventure Claimant Lawyers(s): Kim Segura Landry Respondent(s): Ann Singleton Respondent Lawyers(s): Gregory M. Curley Arbitrator(s): Simeon B. Reimonenq Hearing Site: New Orleans, LA |  | $213 |