| 12-00569 | 02/06/2013 | Claimant(s): Richard Fisher
Claimant Lawyers(s): Robert H. Rex
Respondent(s): Edward Jones
Respondent Lawyers(s): Dennis J. Capriglione
Arbitrator(s): Steven Gerard Goerke, Marc T. Danon, Richard S. Herman
Hearing Site: Boca Raton, FL
|  | Expungement |
| 10-05543 | 07/02/2012 | Claimant(s): DeJohn Family LLLP
Claimant Lawyers(s): Garry W. O'Donnell
Respondent(s): Commonwealth Financial Network
Respondent Lawyers(s): Peter B. King
Arbitrator(s): Gloria O. North, Marc T. Danon, Richard Adam Sachs
Hearing Site: Boca Raton, FL
| | $0 |
| 10-03719 | 11/04/2011 | Claimant(s): Jack Beattie
Claimant Lawyers(s): Philip J. Snyderburn
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marc S. Piven, Marc T. Danon, Diana A. Weiner
Hearing Site: Orlando, FL
| | $230,000 |
| 08-01879 | 09/02/2011 | Claimant(s): Empire Financial Group.
Claimant Lawyers(s): Todd A. Zuckerbrod
Respondent(s): Hernando Cortes, James Matthew, Jason Sharfstein, John Kelly, Kevin O'Halloran, Robert Gaeta, Steven Rabinovici, Todd Zuckerbrod, Stockcross Financial Services., The Estate of Gerard Mastrianni
Respondent Lawyers(s): George Brunelle, J. Christopher Albanese, Martin H. Kaplan, Michael P. Gilmore, Todd A. Zuckerbrod
Arbitrator(s): Marc T. Danon, Stuart S. Billington, Jack A. Helms
Hearing Site: Orlando, FL
| | |
| 10-00008 | 05/18/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Cailin Heilig
Respondent(s): Eric Matheson
Respondent Lawyers(s): David N. Mair
Arbitrator(s): Gary W. Pollack, Marc T. Danon, Mark David Hunter
Hearing Site: Boca Raton, FL
| | |
| 09-07122 | 05/11/2011 | Claimant(s): Gray Ingram
Claimant Lawyers(s): Scott J. Link
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Neil S. Baritz
Arbitrator(s): Marc T. Danon, Michael D Felton, Philip L. Manczak
Hearing Site: Boca Raton, FL
| | $600 |
| 09-07088 | 12/27/2010 | Claimant(s): Eugene Pascarella, Mary Pascarella
Claimant Lawyers(s): Neal J. Blaher
Respondent(s): SunTrust Investment Services.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Ron Pekoe, Marc T. Danon, Robert H. Nelson
Hearing Site: Orlando, FL
| | $75,000 |
