07-00796 | 07/17/2008 | Claimant(s): John Simon Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Gary M. Landau, Frances D. Sheehy, Jonathan H. Parker Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
07-00925 | 04/15/2008 | Claimant(s): Jodi Whitehead Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Matthew N. Thibaut Arbitrator(s): Mark T. Burnam, Stanley Seidman, Alfred L. Simon Hearing Site: Boca Raton, FL
| | $0 |
06-04978 | 03/07/2008 | Claimant(s): Emily Firebaugh Claimant Lawyers(s): Jerome F. Raskas Respondent(s): CIBC World Markets Corp., A.G. Edwards & Sons. Respondent Lawyers(s): Elizabeth Aylett, Nancy A. Tayborn Arbitrator(s): Albert J. Haller, Terra Case Sander, David F. Barrett Hearing Site: St. Louis, MO
| | $110,000 |
07-01236 | 02/15/2008 | Claimant(s): John Wallis, John R. Wallis IRA Claimant Lawyers(s): Robert A. Uhl Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): LLoyd S. Clareman Arbitrator(s): William Edward Buck, Martin Samuel Altimore, Martin Epner Hearing Site: Houston, TX
| | Stipulated Award |
07-00798 | 02/13/2008 | Claimant(s): John Egri Claimant Lawyers(s): Darren C. Blum Respondent(s): Arthur Lewis, CIBC World Markets Corp., Jeff Bank, Susan Sutherland Respondent Lawyers(s): Lloyd S. Clareman, Matthew N. Thibaut Arbitrator(s): Lawrence M. Green, Mark I. Scheinbaum, Will Murphy Hearing Site: Boca Raton, FL
| | $38,782 |
06-05212 | 11/30/2007 | Claimant(s): Michael Sapack Claimant Lawyers(s): Howard Rosenfield Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): John M. Kennedy, Houston Putnam Lowry, David A. Dee Hearing Site: Hartford, CT
| | Stipulated Award |
05-06065 | 11/27/2007 | Claimant(s): Gretchen L. and James Fairbairn Claimant Lawyers(s): Robert A. Uhl Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S. Clareman Arbitrator(s): Otto K. Hilbert, Steven M. Feder, David L. Erickson Hearing Site: Denver, CO
| | Stipulated Award |
05-06316 | 11/27/2007 | Claimant(s): Charles Goldschmidt, David Price, Howard Asher, Ledlie Borgerhoff, Robert Eickholt, Ronald Cook, Terry McSweeney, IRA Claimant Lawyers(s): Ryan K. Bakhtiari Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S Clareman Arbitrator(s): Clifford A. Harwick, Daniel A. Pinkus, Joseph F. Grassi Hearing Site: New York, NY
| | Stipulated Award |
06-04895 | 10/12/2007 | Claimant(s): Anthony Ivankovich Claimant Lawyers(s): Robert A. Uhl Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Lloyd S Clareman Arbitrator(s): Sanford J. Prizant, James J. Eccleston, Ahmed A. Patel Hearing Site: Chicago, IL
| | Stipulated Award |
06-00535 | 08/20/2007 | Claimant(s): Robert Dentice Claimant Lawyers(s): Howard S. Meyers Respondent(s): CIBC World Markets Corp. Respondent Lawyers(s): Jay S. Berke Arbitrator(s): Joseph J. Leegan, Sanford S. Stevens, Russell Stine Heckler Hearing Site: New York, NY
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