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FINRA Awards for David A. Dee

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Case Number Award Date Case Summary Customer Case? Amount Granted
06-0521211/30/2007Claimant(s): Michael Sapack
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): CIBC World Markets Corp.
Respondent Lawyers(s): Lloyd S. Clareman
Arbitrator(s): John M. Kennedy, Houston Putnam Lowry, David A. Dee
Hearing Site: Hartford, CT
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