| 12-00695 | 11/01/2012 | Claimant(s): Brian Gaister
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Glen and Wendy Tand
Respondent Lawyers(s): Mark T. Willen
Arbitrator(s): Patrick Sean Dolan
Hearing Site: Baltimore, MD
| | Expungement |
| 11-00252 | 04/10/2012 | Claimant(s): Robert W. Baird & Co. Incorporated
Claimant Lawyers(s): John Mullen
Respondent(s): Allen Hegener
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Ronald H. Walton, George K. Beardsley, Kenneth R. Starr
Hearing Site: Tampa, FL
| | |
| 11-01916 | 11/10/2011 | Claimant(s): Stuart Siegel
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): John Gwynn, Martha Gwynn, Mary Gwynn, Martha M. Gwynn Rev. Trust UAD 5/14/90
Respondent Lawyers(s): John L. Gwynn, Martha L. Gwynn, Mary L. Gwynn
Arbitrator(s): Christopher M. Shulman
Hearing Site: Tampa, FL
| | Expungement |
| 09-07204 | 09/16/2011 | Claimant(s): Mai Klein
Claimant Lawyers(s): Robert C. Stokes
Respondent(s): Edward Rosenberg, Robert Rosenberg
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Maurice M. Feller
Hearing Site: Tampa, FL
|  | $2,500 |
| 10-01490 | 06/20/2011 | Claimant(s): Jack Windt, Jack WM. Windt Revocable Living Trust
Claimant Lawyers(s): W. Andrew Clayton
Respondent(s): Edward Rosenberg
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Horace A. Andrews
Hearing Site: Tampa, FL
| | Expungement |
| 09-03002 | 03/14/2011 | Claimant(s): Chase Investment Services Corp.
Claimant Lawyers(s): Thomas J. Cahill
Respondent(s): Morgan Keegan & Company., Todd Rozzo
Respondent Lawyers(s): Charles M. Dalziel, Marc S. Dobin
Arbitrator(s): Allen Kilik, Ellen J. Abrams, Ronald J. Kovack
Hearing Site: Boca Raton, FL
| | |
| 08-02511 | 01/18/2011 | Claimant(s): Joseph Torsiello
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): AXA Advisors
Respondent Lawyers(s): Elliot R. Good
Arbitrator(s): Sheldon I. Saitlin, Ned B. Young, Charles R. Smith
Hearing Site: Boca Raton, FL
| | $0 |
| 09-00431 | 05/26/2010 | Claimant(s): Cornelio Popesco, Maria De Popesco, Liberty Trading, S.A.
Claimant Lawyers(s): Paulino A. Nunez
Respondent(s): Jose Fincheltub
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Steven R. Reininger, Ilisa J. Smukler, Dana de Windt
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 09-03343 | 03/31/2010 | Claimant(s): Lauren Stauffer
Claimant Lawyers(s): Jeffrey S. Kruske
Respondent(s): Legend Equities Corporation
Respondent Lawyers(s): Marc S. Dobin
Arbitrator(s): Donald B. Clark, Sharon Lee McKinney, Steven Joseph Streen
Hearing Site: Kansas City, MO
| | |
| 08-02620 | 02/01/2010 | Claimant(s): The Richard Ritchie Trust, The Roberta Ritchie Trust
Claimant Lawyers(s): Marc S. Dobin
Respondent(s): Keith Pagan, Dakota Securities International.
Respondent Lawyers(s): Bruce Zipper, President, Paul A. Alsdorf
Arbitrator(s): Monroe Mitchel, John H. Claudy, Paul Chernis
Hearing Site: Charlotte, NC
| | Expungement |
