Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 11-00807 | 02/15/2012 | Claimant(s): Kwame Boateng Claimant Lawyers(s): A. Brian McIntosh Respondent(s): Danielle Schmidt, Kevin Martin, Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Kevin R. McDermott Hearing Site: Cincinnati, OH |  | Stipulated Award and Expungement |
| 11-00018 | 09/20/2011 | Claimant(s): Jan Harris-Kimball, Jan E. Harris-Kimball ROTH IRA, Jan E. Harris-Kimball, IRA Claimant Lawyers(s): Jan E. Harris-Kimball Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Katherine H. O'Neil Hearing Site: Portland, OR | | $213 |
| 10-05433 | 07/12/2011 | Claimant(s): Adrian Suazo, Adriana Suazo Claimant Lawyers(s): Adriana E. Suazo Respondent(s): TD Ameritrade., Scottrade Inc. Respondent Lawyers(s): Hollie M. Mason, Niels P. Murphy Arbitrator(s): Harold S. Stern Hearing Site: Boca Raton, FL | | $0 |
| 10-04053 | 06/06/2011 | Claimant(s): Chanht Reatrey KEO Claimant Lawyers(s): Chanht Reatrey Keo Respondent(s): Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Thomas J. LoSavio Hearing Site: San Francisco, CA | | $0 |
| 09-06773 | 03/16/2011 | Claimant(s): Jacqueline Picquelle Claimant Lawyers(s): Robert J. Benbenek Respondent(s): Scottrade Inc. Respondent Lawyers(s): Thomas L. Azar Arbitrator(s): Lawrence Alexander Huerta, John C. Lees, Thomas L. Marshall Hearing Site: San Diego, CA | | $45,000 |
| 10-02289 | 12/09/2010 | Claimant(s): Deborah Moller Claimant Lawyers(s): Deborah A Moller Respondent(s): Scottrade Inc. Respondent Lawyers(s): Neil P. Murphy Arbitrator(s): Lewis J. Levey Hearing Site: Miami, FL | | $0 |
| 10-01287 | 11/09/2010 | Claimant(s): Wesley Olson Claimant Lawyers(s): Jeffrey S. Salisbury Respondent(s): Joe Lee, Scottrade Inc. Respondent Lawyers(s): Alexander T. Moore, Niels P. Murphy Arbitrator(s): Justine Fischer Hearing Site: Portland, OR | | $213 |
| 10-01719 | 11/09/2010 | Claimant(s): Eric Schiff Claimant Lawyers(s): Eric Howard Schiff Respondent(s): Anthony Sarracino, Anthony Viviano, Randle Copeland, Rodger Riney, Scottrade Inc. Respondent Lawyers(s): Niels P. Murphy Arbitrator(s): Jim Geiger Hearing Site: Philadelphia, PA | | $163 |
| 09-07246 | 07/20/2010 | Claimant(s): Bijan Hakimpour Claimant Lawyers(s): Bijan Hakimpour Respondent(s): Scottrade Inc. Respondent Lawyers(s): Alexander T. Moore Arbitrator(s): Walter S. Weiss Hearing Site: Los Angeles, CA | | $213 |
| 09-05951 | 07/01/2010 | Claimant(s): Carol Davies Claimant Lawyers(s): Carol Davies Respondent(s): Scottrade Inc. Respondent Lawyers(s): Andrew C. Small Arbitrator(s): Stuart K. Furman Hearing Site: Orlando, FL | | $375 |