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FINRA Awards for Harold S. Stern

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0543307/12/2011Claimant(s): Adrian Suazo, Adriana Suazo
Claimant Lawyers(s): Adriana E. Suazo
Respondent(s): TD Ameritrade., Scottrade Inc.
Respondent Lawyers(s): Hollie M. Mason, Niels P. Murphy
Arbitrator(s): Harold S. Stern
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0058410/14/2010Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Cory S. Zadanosky
Respondent(s): Andrew Aragona
Respondent Lawyers(s): Wayne Hartke
Arbitrator(s): Harold S. Stern, Richard Charles Hotvedt
Hearing Site: Boca Raton, FL

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