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FINRA Awards for Jan E. Harris-Kimball ROTH IRA

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0001809/20/2011Claimant(s): Jan Harris-Kimball, Jan E. Harris-Kimball ROTH IRA, Jan E. Harris-Kimball, IRA
Claimant Lawyers(s): Jan E. Harris-Kimball
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Katherine H. O'Neil
Hearing Site: Portland, OR
Checkmark Icon$213

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