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FINRA Awards for Scottrade Inc.

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Displaying 11-20 out of 72 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0091408/13/2018Claimant(s): Gordon Siu
Claimant Lawyers(s): Gordon Siu
Respondent(s): Scottrade Inc., TD Ameritrade.
Respondent Lawyers(s): William M. Turner
Arbitrator(s): Otis E. Hackett
Hearing Site: San Diego, CA
Checkmark Icon$0
18-0029906/27/2018Claimant(s): Ronnie Jandt
Claimant Lawyers(s): Ronnie Jandt
Respondent(s): Scottrade Inc., Rodger Riney
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Julius Z. Frager
Hearing Site: Louisville, KY
Checkmark Icon$5,175
17-0108806/27/2018Claimant(s): Rodger Rickel
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Kendra S. Canape
Arbitrator(s): James Miles Goodwin
Hearing Site: Seattle, WA
Checkmark Icon$0
17-0248106/13/2018Claimant(s): Patrick Matlock
Claimant Lawyers(s): Robert W. Pearce
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
15-0315604/16/2018Claimant(s): Mark Slaughter
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Philip J. Mackey
Arbitrator(s): Gregory D. Hoffmann, Kenneth R. Starr, Andrew Michael Bonderud
Hearing Site: Jacksonville, FL
Checkmark Icon$78,500
16-0339003/26/2018Claimant(s): Kathryn Childress Irrevocable Trust
Claimant Lawyers(s): Shari P. Pulman
Respondent(s): Scottrade Inc., Clyde Jones
Respondent Lawyers(s): Clyde Mick Jones, Niels P. Murphy
Arbitrator(s): Mary Esther Escobedo, James Wallace Boeckman, Jude A Smith
Hearing Site: Houston, TX
Checkmark Icon$905,000
17-0147202/20/2018Claimant(s): Brian Campbell
Claimant Lawyers(s): Brian M. Campbell
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Lawton Graves
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
Checkmark Icon$0
17-0179511/29/2017Claimant(s): Marguerite Laws
Claimant Lawyers(s): Marguerite R. Laws
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Ryan T. Barke
Arbitrator(s): Donna Ross Philip
Hearing Site: Oklahoma City, OK
Checkmark Icon$838
16-0013101/13/2017Claimant(s): Kurt Martyn
Claimant Lawyers(s): Edward J. Christensen
Respondent(s): Jim Corona, Scottrade Inc.
Respondent Lawyers(s): Thomas L. Azar
Arbitrator(s): Charles A. Palmer
Hearing Site: Detroit, MI
Checkmark Icon$3,225
16-0151612/22/2016Claimant(s): Dominic Camerlengo
Claimant Lawyers(s): Dominic V. Camerlengo
Respondent(s): Adam Cohen, Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): James D. Knotter
Hearing Site: San Diego, CA
Checkmark Icon$0

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