| 11-01879 | 02/28/2012 | Claimant(s): David Miller
Claimant Lawyers(s): David G. Miller
Respondent(s): Matthew Dailey, Genworth Financial Securities Corp
Respondent Lawyers(s): James W. Shay
Arbitrator(s): Thomas C. Wagner
Hearing Site: Pittsburgh, PA
|  | $163 |
| 10-00408 | 09/28/2011 | Claimant(s): Robert Bryan
Claimant Lawyers(s): Anthony Cillo
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Richard W. Dissen, Kathleen K. Murphy, Albert Joseph Boucek
Hearing Site: Pittsburgh, PA
| | $0 |
| 10-04207 | 09/16/2011 | Claimant(s): Harry Canavesi
Claimant Lawyers(s): Foster S. Goldman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Jeffrey M. Bain, Douglas M. Branson, Wrally John Dutkiewicz
Hearing Site: Pittsburgh, PA
| | |
| 10-00254 | 09/16/2011 | Claimant(s): Thomas Gannon, IRA
Claimant Lawyers(s): Scott D. Livingston
Respondent(s): Joseph Molinero, Morgan Stanley & Co.
Respondent Lawyers(s): Douglas W. Hyman
Arbitrator(s): Jeffrey M. Bain, Steven P. Franckhauser, Max D. Halpern
Hearing Site: Pittsburgh, PA
| | $0 |
| 10-03674 | 09/16/2011 | Claimant(s): Adolph Hozempa, Mary Hozempa
Claimant Lawyers(s): Robert M. Kramer
Respondent(s): Wachovia Securities, Kevin Coyne
Respondent Lawyers(s): James W. Kraus
Arbitrator(s): William R. Gruver, Gregory P. Szuter, James J. Puhala
Hearing Site: Pittsburgh, PA
| | $0 |
| 10-04032 | 09/08/2011 | Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Patrick J. Howley
Respondent(s): Vincent Ross
Respondent Lawyers(s): Vincent Ross
Arbitrator(s): David Paul Clark
Hearing Site: Pittsburgh, PA
| | |
| 09-07206 | 08/31/2011 | Claimant(s): Steven MacDonald
Claimant Lawyers(s): Joseph E. Altomare
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula Shaffner
Arbitrator(s): John W. Eichleay, Michael D. McDowell, Elena M. Colianni
Hearing Site: Pittsburgh, PA
| | |
| 10-00615 | 08/09/2011 | Claimant(s): AEO Management Co., American Eagle Outfitters.
Claimant Lawyers(s): Richard T. Victoria
Respondent(s): Sanford Haber
Respondent Lawyers(s): Theodore A. Krebsbach
Arbitrator(s): James A. Laurenson, Clifford E. Marstiller, Francis A. King
Hearing Site: Pittsburgh, PA
| | Expungement |
| 10-01130 | 08/05/2011 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Vincent Ross
Respondent Lawyers(s): Vincent Ross
Arbitrator(s): Lee Hornberger, Justin Henry McCarthy, James G. Kirk
Hearing Site: Pittsburgh, PA
| | |
| 10-04917 | 07/13/2011 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Ted Poulos
Respondent Lawyers(s): Ted Alex Poulos
Arbitrator(s): Roland L. Olzark
Hearing Site: Pittsburgh, PA
| | |
