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FINRA Awards for Boston, MA

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Displaying 61-70 out of 479 results
Case Number Award Date Case Summary Customer Case? Amount Granted
21-0053512/07/2021Claimant(s): Kevin Hodson
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): Mark Stuart Gurevitz
Hearing Site: Boston, MA
19-0168612/03/2021Claimant(s): Swan Shen
Claimant Lawyers(s): Jeremy L Bartell
Respondent(s): Cuna Brokerage Services.
Respondent Lawyers(s): Jennifer G. Chawla
Arbitrator(s): Richard J. Grahn, Arthur J. Giacomarra, Mark Andrew Helman
Hearing Site: Boston, MA
21-0134012/03/2021Claimant(s): Jerzy Wojtczak
Claimant Lawyers(s): Jerzy Wojtczak
Respondent(s): Webull Financial LLC
Respondent Lawyers(s): Danielle R. Gill
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
Checkmark Icon$0
21-0046111/11/2021Claimant(s): Lloyd Glazer
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Thomas J. Cahill
Arbitrator(s): Howard N. Gorney
Hearing Site: Boston, MA
19-0182910/29/2021Claimant(s): Credit Suisse Securities (USA) LLC
Claimant Lawyers(s): Aime Dempsey
Respondent(s): Keith Melanson
Respondent Lawyers(s): Louis M. Ciavarra
Arbitrator(s): Arthur J. Giacomarra, Gene M. Bauer, Brady James Hermann
Hearing Site: Boston, MA
20-0316010/29/2021Claimant(s): Matthew Simmons
Claimant Lawyers(s): Matthew Simmons
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Edward W. Morris
Hearing Site: Boston, MA
Checkmark Icon$0
21-0013310/22/2021Claimant(s): James Atwood
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): David Wertz Ellis
Hearing Site: Boston, MA
20-0419310/15/2021Claimant(s): Andre Danesh
Claimant Lawyers(s): David W. Sparrow
Respondent(s): Morgan Stanley, Kevin Butler
Respondent Lawyers(s): Andrew Gelfand
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Arthur Lewis Pressman
Hearing Site: Boston, MA
Checkmark Icon$138,931
21-0069709/24/2021Claimant(s): Richard Bellew
Claimant Lawyers(s): Owen Harnett
Respondent(s): Morgan Stanley DW Inc.
Respondent Lawyers(s): Irisa Chen
Arbitrator(s): Steven S. Manos
Hearing Site: Boston, MA
21-0016009/22/2021Claimant(s): Aya Metwally
Claimant Lawyers(s): Ian McLoughlin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): William A. Barrett, Gerard S. Marsan, Frederick W. Keuthen
Hearing Site: Boston, MA

479 Results

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