| 12-04117 | 07/25/2014 | Claimant(s): Joel Haycock
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Detwiler Fenton & Co.
Respondent Lawyers(s): Warren D. Hutchison
Arbitrator(s): Ronald L. Cheney, David Ellis, Thomas C. Tretter
Hearing Site: Boston, MA
|  | $952,560 |
| 11-04672 | 07/01/2014 | Claimant(s):
Claimant Lawyers(s):
Respondent(s): Aaron Foley, Daniel Joyce, Joel Ravitz, Mark Minichiello, Moors & Cabot., Quincy Cass Associatesorporated
Respondent Lawyers(s): David L. Ward, Sylvia M. Scott, Timothy J. Perry
Arbitrator(s): Mary C. Kelleher, Stephen M. Acerra, Frank Sanclemente
Hearing Site: Boston, MA
| | |
| 12-02880 | 05/20/2014 | Claimant(s): Betsy Sachs, Brooke Sachs
Claimant Lawyers(s): Matthew J. Tuttle
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): David L. Ward
Arbitrator(s): Gerard S. Marsan, Jeffrey G. Sommers, Carol Di Natale
Hearing Site: Boston, MA
| | $35,821 |
| 13-01198 | 05/19/2014 | Claimant(s): Estate of Ardelle M. Correa
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Charles White, Barrett & Company
Respondent Lawyers(s): David A. Conti
Arbitrator(s): John B. Kinsellagh, Stephen M. Acerra, Nancy E. Watters
Hearing Site: Boston, MA
| | $0 |
| 13-02448 | 05/16/2014 | Claimant(s): Kimberly Adsit
Claimant Lawyers(s): Kimberly S. Adsit
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Melissa Shea
Arbitrator(s): Gene M. Bauer
Hearing Site: Boston, MA
| | $14,300 |
| 13-02416 | 05/08/2014 | Claimant(s): Lynn Royal
Claimant Lawyers(s): Lynn Royal
Respondent(s): Investors Capital Corp.
Respondent Lawyers(s): Michael A. Nagy
Arbitrator(s): Peter M. Saparoff
Hearing Site: Boston, MA
| | $0 |
| 13-00845 | 05/01/2014 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Timothy Lazcano
Respondent Lawyers(s): Jeremy L. Bartell
Arbitrator(s): John B. Kinsellagh, Robert J. Ambrogi, Michael L. Letendre
Hearing Site: Boston, MA
| | |
| 13-00049 | 04/09/2014 | Claimant(s): Patrick Cutter
Claimant Lawyers(s): Kristian P. Kraszewski
Respondent(s): Gregory Friel, Steven Brewer
Respondent Lawyers(s): James B. Koch, Steven John Brewer
Arbitrator(s): Thomas C. Tretter
Hearing Site: Boston, MA
| | $0 |
| 13-02643 | 03/13/2014 | Claimant(s): CCO Investment Services Corp.
Claimant Lawyers(s): David M. Belcher
Respondent(s): Matthew Kane
Respondent Lawyers(s): Matthew Kane
Arbitrator(s): Susan E. Maloney
Hearing Site: Boston, MA
| | |
| 12-02408 | 03/11/2014 | Claimant(s): Elizabeth Wilson
Claimant Lawyers(s): Jack I. Siegal
Respondent(s): Brian Simone, Steven Simone
Respondent Lawyers(s): Brian Simone, Steven John Simone
Arbitrator(s): Arthur J. Giacomarra
Hearing Site: Boston, MA
| | $145,083 |
