Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-04193 | 06/03/2019 | Claimant(s): Charles Laubach Claimant Lawyers(s): Charles Laubach Respondent(s): Chapin Davis. Respondent Lawyers(s): Daniel J. Donovan Arbitrator(s): Brian Charles Parker Hearing Site: Baltimore, MD | ||
| 17-01393 | 05/29/2019 | Claimant(s): Jonathan Feldman Claimant Lawyers(s): Gregory T. Lawrence Respondent(s): optionsXpress. Respondent Lawyers(s): Stephen J. Senderowitz Arbitrator(s): James A. Hayes, Joseph J. Dougherty, John Nelson Greer Hearing Site: Baltimore, MD |  | $1,558,000 |
| 18-03193 | 04/25/2019 | Claimant(s): Junfeng Song Claimant Lawyers(s): Kristian Kraszewski Respondent(s): Independent Financial Group., Ameritas Investment Corp. Respondent Lawyers(s): Andrea Snowden, Edward Zusman Arbitrator(s): Steven Irving Platt Hearing Site: Baltimore, MD | | Expungement |
| 18-00961 | 03/26/2019 | Claimant(s): Jerrold Beck Claimant Lawyers(s): Dochtor Kennedy Respondent(s): GWN Securities Inc. Respondent Lawyers(s): Kathy M. Klock Arbitrator(s): Brenda J. Stovall Hearing Site: Baltimore, MD | ||
| 18-02760 | 03/04/2019 | Claimant(s): Kevin Farrell Claimant Lawyers(s): Kevin Francis Farrell Respondent(s): Scott Thorson, H. Beck. Respondent Lawyers(s): Lydia R. Zaidman Arbitrator(s): James Drew Butler Hearing Site: Baltimore, MD | ||
| 17-02774 | 02/20/2019 | Claimant(s): Dennis Francy Claimant Lawyers(s): Bradley D. Schnur Respondent(s): Alexander Gorchakov, Nelson Felix, Wilfredo Felix, Primex Respondent Lawyers(s): Alexander Gorchakov, Michael D. Handelsman Arbitrator(s): Richard E. Lauziere, Ezio Borchini, John James McGovern Hearing Site: Baltimore, MD | | $72,896 |
| 18-01537 | 01/23/2019 | Claimant(s): Leopold Brandenburg Claimant Lawyers(s): Leopold R Brandenburg Respondent(s): Charles Sawyer Respondent Lawyers(s): Alex J. Brown Arbitrator(s): Thomas J. Dolina Hearing Site: Baltimore, MD | | $0 |
| 18-00463 | 01/11/2019 | Claimant(s): Kent Pearce Claimant Lawyers(s): Armin Sarabi Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): Sarah K. Yates Arbitrator(s): Louis P. Wagman Hearing Site: Baltimore, MD | ||
| 18-00889 | 01/07/2019 | Claimant(s): David Miller Claimant Lawyers(s): Timothy Lynch Respondent(s): Morgan Stanley Respondent Lawyers(s): Andrew Gelfand Arbitrator(s): Catherine Esther Bocskor Hearing Site: Baltimore, MD | ||
| 18-02838 | 12/31/2018 | Claimant(s): Stanley Young Claimant Lawyers(s): Stanley E. Young Respondent(s): Timothy Grossman, Valic Financial Advisors. Respondent Lawyers(s): Robert J. Harvey Arbitrator(s): Vicky L. Orem Hearing Site: Baltimore, MD | | $9,266 |