| 23-01447 | 02/16/2024 | Claimant(s): Heath Harris
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Katelyn H. Wilson
Arbitrator(s): Thomas J. Dolina
Hearing Site: Baltimore, MD
| | |
| 23-00333 | 01/08/2024 | Claimant(s): Brian Gardiner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Cabot Lodge Securities LLC
Respondent Lawyers(s): James Baehr
Arbitrator(s): Nancy E. Watters
Hearing Site: Baltimore, MD
| | |
| 23-00332 | 10/18/2023 | Claimant(s): Brian Gardiner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Kevin W. Brooks
Arbitrator(s): William James Pantele
Hearing Site: Baltimore, MD
| | |
| 22-02343 | 06/16/2023 | Claimant(s): John Moore
Claimant Lawyers(s): John H. Moore
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Douglas Earl McLaren
Hearing Site: Baltimore, MD
|  | $0 |
| 22-00487 | 05/02/2023 | Claimant(s): Napoleon Bonds
Claimant Lawyers(s): Napoleon James Bonds
Respondent(s): TradeStation Securities.
Respondent Lawyers(s): Steven M. Greenbaum
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Brian James Crepeau
Hearing Site: Baltimore, MD
| | $0 |
| 22-00500 | 01/23/2023 | Claimant(s): Hai Xu
Claimant Lawyers(s): Marc D Schifanelli
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Ira G. Rosenstein
Arbitrator(s): Jeffrey Axelrad
Hearing Site: Baltimore, MD
| | |
| 21-00148 | 12/15/2022 | Claimant(s): Truist Investment Services.
Claimant Lawyers(s): Jeffrey M. Lichtstein
Respondent(s): Christopher Walter
Respondent Lawyers(s): Christopher Russell Walter
Arbitrator(s): Shelley Simons Korch, Kathy Davidson Ireland, James Ray Eyler
Hearing Site: Baltimore, MD
| | |
| 21-02340 | 11/16/2022 | Claimant(s): Lynne Crowe, William Crowe
Claimant Lawyers(s): Aleaha N. Jones
Respondent(s): Thomas Prieur, Lincoln Financial Advisors Corporation
Respondent Lawyers(s): Meagan A. Lamberti, Michelle Arbitrio
Arbitrator(s): Laura A. Kaster, Bruce Ernest Hunter, Melanie Barr-Brooks
Hearing Site: Baltimore, MD
| | $100,625 |
| 21-02607 | 10/26/2022 | Claimant(s): Constantine Matsakis
Claimant Lawyers(s): Christopher D. Warren
Respondent(s): Equitable Advisors
Respondent Lawyers(s): Matthew I. Penfield
Arbitrator(s): Nancy E. Watters, John L. Bruch, Cherelle K Donaldson
Hearing Site: Baltimore, MD
| | |
| 22-00322 | 10/18/2022 | Claimant(s): Marat Kushner
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Nuviah Shirazi
Arbitrator(s): Laura A. Kaster
Hearing Site: Baltimore, MD
| | |
