| 14-02348 | 12/04/2015 | Claimant(s): Joseph Cullen
Claimant Lawyers(s): Joseph Orval Cullen
Respondent(s): Bradford Hewitt, Knut Olson, Stephen Molen
Respondent Lawyers(s): Lindsay Wuller
Arbitrator(s): Alan S. Carmel, John H. West, Christopher M. McMurray
Hearing Site: Baltimore, MD
| | |
| 14-02394 | 11/24/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan Berg
Respondent(s): John Cutshall
Respondent Lawyers(s): E. Patrick McDermott
Arbitrator(s): Bonnie K. Wachtel, Marian Smith Glenn, David Paul Clark
Hearing Site: Baltimore, MD
| | |
| 15-01205 | 11/09/2015 | Claimant(s): Paul and Beatrice Hessong
Claimant Lawyers(s): Hilton Wiener
Respondent(s): Donald Wojnowski, Emil Botvinnik, Kevin Lee, Michael Egan, Richard Onesto, Robert Hodgins, Ronald Hing, Newport Coast Securities.
Respondent Lawyers(s): Scott J. Splittgerber
Arbitrator(s): Christopher M. McMurray
Hearing Site: Baltimore, MD
|  | $300 |
| 12-02057 | 10/30/2015 | Claimant(s): First United Bank & Trust, First United Corp.
Claimant Lawyers(s): Jodyann Galvin
Respondent(s): Franklin Kennedy, Hugh Boone, FTN Financial Securities Corp.
Respondent Lawyers(s): Mark D. Griffin
Arbitrator(s): Christopher M. McMurray, J. Snowden Stanley, George Allen Whitehouse
Hearing Site: Baltimore, MD
| | $11,571,500 |
| 14-01597 | 10/19/2015 | Claimant(s): Sharon Krieger
Claimant Lawyers(s): Thomas C. Costello
Respondent(s): Michael Fein, Commonwealth Financial Network
Respondent Lawyers(s): James A. Johnson
Arbitrator(s): James A. Hayes
Hearing Site: Baltimore, MD
| | Expungement |
| 15-00525 | 09/16/2015 | Claimant(s): Sharespost Financial Corporation
Claimant Lawyers(s): William Yeung
Respondent(s): Neil Davis
Respondent Lawyers(s): Neil Davis
Arbitrator(s): Mona Koppel Mitnick
Hearing Site: Baltimore, MD
| | $0 |
| 13-00209 | 08/21/2015 | Claimant(s): Michael Kohlenstein
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Bruce Oderman, Euro Pacific Capital.
Respondent Lawyers(s): Peter Chema, Robert J. Harvey
Arbitrator(s): Gordon M. Wase, John Leslie Coker, Naomi Ime Blake
Hearing Site: Baltimore, MD
| | $70,359 |
| 14-03670 | 08/21/2015 | Claimant(s): Kevin Ciambruschini
Claimant Lawyers(s): Jeffrey Steinbrecher
Respondent(s): Scottrade Inc.
Respondent Lawyers(s): Niels P. Murphy
Arbitrator(s): Maurice R. Dunie
Hearing Site: Baltimore, MD
| | $300 |
| 13-01524 | 06/17/2015 | Claimant(s): Edmund Blickle
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Angela A. Turiano
Arbitrator(s): Caryl S. Bernstein, Edward J. Gutman, Jane Kwok Ping Tam
Hearing Site: Baltimore, MD
| | Expungement |
| 14-01358 | 06/03/2015 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Jonathan D. Berg
Respondent(s): William Crumrine
Respondent Lawyers(s): William Braden Crumrine
Arbitrator(s): David Paul Clark
Hearing Site: Baltimore, MD
| | |
