| 17-00204 | 05/10/2017 | Claimant(s): Oppenheimer & Co..
Claimant Lawyers(s): Travis McGregor
Respondent(s): Thomas Fayad
Respondent Lawyers(s): Thomas M. Fayad
Arbitrator(s): Mary P. Bass
Hearing Site: New York, NY
| | |
| 16-01934 | 01/13/2017 | Claimant(s): Laidlaw & Company (uk) Ltd.
Claimant Lawyers(s): Ross D. Carmel
Respondent(s): Anthony Garcia
Respondent Lawyers(s): Anthony Lois Garcia
Arbitrator(s): Mary P. Bass
Hearing Site: New York, NY
| | |
| 15-02356 | 09/27/2016 | Claimant(s): Lance Lipkus
Claimant Lawyers(s): Joshua Kons
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Susan C. Lushing, Mary P. Bass, Mitchell Regenbogen
Hearing Site: New York, NY
|  | $0 |
| 14-01957 | 12/31/2015 | Claimant(s): Barclays Capital Inc.
Claimant Lawyers(s): G. Wayne Hillis
Respondent(s): Ramon Hache
Respondent Lawyers(s): David B. Friedrich
Arbitrator(s): Howard J. Stiefel, Linda Ashley, Mary P. Bass
Hearing Site: New York, NY
| | |
| 14-00021 | 02/23/2015 | Claimant(s): Casto Colldelrio
Claimant Lawyers(s): Sharron E. Ash
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc Of PR
Respondent Lawyers(s): Dan Rosenbaum
Arbitrator(s): James S. Hazard, Mary P. Bass, Paul George Huck
Hearing Site: New York, NY
| | |
| 11-04356 | 06/05/2013 | Claimant(s): Neil Novikoff
Claimant Lawyers(s): Joseph E. Gasperetti
Respondent(s): Joseph Centra, Richard Ganz, Allocation Resource Group, H. Beck.
Respondent Lawyers(s): Elizabeth A. Schmid
Arbitrator(s): Ira S. Cure, Mary P. Bass, Michele S. Riley
Hearing Site: New York, NY
| | $0 |
| 09-01327 | 04/20/2011 | Claimant(s): Jon Albright, Palmer S. and Kathy M. Albertine, Peter and Kendall S. Tashie, Sam Davis and Suzan Davis
Claimant Lawyers(s): Dale Ledbetter
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Monica I. Salis, Mary P. Bass, Teresa A. Dunn
Hearing Site: Memphis, TN
| | $881,593 |
