Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-01729 | 01/19/2021 | Claimant(s): Joseph Davis Claimant Lawyers(s): Dochtor Kennedy Respondent(s): AXA Advisors Respondent Lawyers(s): Annette K. Ebright Arbitrator(s): Donald N. Tolin Hearing Site: Salt Lake City, UT | ||
| 20-01414 | 12/04/2020 | Claimant(s): Michael Nielson Claimant Lawyers(s): Kurt Zimmerman Respondent(s): Cetera Advisors LLC Respondent Lawyers(s): David Feldstein Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-01550 | 12/13/2019 | Claimant(s): Joseph Sturniolo Claimant Lawyers(s): Michael Bessette Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-03853 | 11/25/2019 | Claimant(s): John Winans Claimant Lawyers(s): James S. Helfrich Respondent(s): Michael Fassi, Centaurus Financial. Respondent Lawyers(s): Kendra S. Canape Arbitrator(s): Holly Stein Sollod, Donald N. Tolin, Eric Moutz Hearing Site: Denver, CO |  | $0 |
| 18-04037 | 09/16/2019 | Claimant(s): Erinn Ford Claimant Lawyers(s): Amir Tadjedin Respondent(s): Cetera Advisors LLC, Pacific West Securities. Respondent Lawyers(s): Jeremy Carr, Tony Pizelo Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-02485 | 07/11/2019 | Claimant(s): Donald Rensch Claimant Lawyers(s): David Neuman Respondent(s): Travis Hudak Respondent Lawyers(s): Dochtor Kennedy Arbitrator(s): Donald N. Tolin, Richard Marc Weinroth, Barbara M. Anscher Hearing Site: Salt Lake City, UT | | $0 |
| 18-01888 | 01/23/2019 | Claimant(s): Michael Ball Claimant Lawyers(s): Michael Bessette Respondent(s): Sentra Securities Corporation Respondent Lawyers(s): Phillip Hofling Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-00343 | 11/26/2018 | Claimant(s): Karl Frank Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Geneos Wealth Management. Respondent Lawyers(s): Victoria H. Buter Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 18-01305 | 10/17/2018 | Claimant(s): Joseph Sturnoilo Claimant Lawyers(s): Dochtor Kennedy Respondent(s): First Allied Securities. Respondent Lawyers(s): Jeremy Wooden Arbitrator(s): Donald N. Tolin Hearing Site: Denver, CO | ||
| 17-00841 | 10/08/2018 | Claimant(s): Austin Wambold, James Wambold, Susan Wambold Claimant Lawyers(s): Lars K Soreide Respondent(s): Wells Fargo Advisors Financial Network Respondent Lawyers(s): T.R. Bynum Arbitrator(s): Donald N. Tolin, Jonathan B. Gilbert, James Edward Nash Hearing Site: Omaha, NE | | Expungement |