| 17-00433 | 05/26/2017 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Samuel P. Mauch
Respondent(s): Joseph Casella
Respondent Lawyers(s): Joseph Casella
Arbitrator(s): Joseph J. Arata
Hearing Site: New York, NY
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| 16-00314 | 03/07/2017 | Claimant(s): Beverly Carroll
Claimant Lawyers(s): Robert A.W. Boraks
Respondent(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Respondent Lawyers(s): David J. Sensenig
Arbitrator(s): Christopher M. McMurray, Michael R. Snow, Olivia Milbank Farrar
Hearing Site: Washington, DC
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| 13-02892 | 12/06/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Patrick G. King
Respondent(s): Christopher Johnson, Randall Johnson
Respondent Lawyers(s): Steven M. Phillips
Arbitrator(s): Robert E. Robertson, Emily B. Boote, Douglas J. Nesbit
Hearing Site: Minneapolis, MN
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| 13-02295 | 11/03/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Adam Boynton
Respondent Lawyers(s): Adam Christopher Boynton
Arbitrator(s): Daniel M. Yamshon
Hearing Site: San Francisco, CA
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| 16-01611 | 10/12/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Jared Kennedy
Respondent Lawyers(s): Jared Daniel Kennedy
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
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| 16-01186 | 08/18/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Kenneth M. Murray
Respondent(s): Manoj Pataudi Mudgal
Respondent Lawyers(s): Manoj Pataudi Mudgal
Arbitrator(s): Kenneth J. Horowitz
Hearing Site: Newark, NJ
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| 14-01088 | 08/01/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Bruce Lewitas, Joseph Vallo
Respondent(s): Dale Cebert
Respondent Lawyers(s): Peter B. King
Arbitrator(s):
Hearing Site: Orlando, FL
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| 14-00025 | 07/14/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Max S. Emmer
Respondent(s): Gary Shumate
Respondent Lawyers(s): Arthur C. Koski
Arbitrator(s): David M. Panko, Robin L. Lewis, Peter Edward Sheridan
Hearing Site: Philadelphia, PA
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| 15-02049 | 05/27/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Douglas W. Hyman
Respondent(s): Jay Eurich
Respondent Lawyers(s): Jay Todd Eurich
Arbitrator(s): John P. Cullem
Hearing Site: Orlando, FL
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| 15-00275 | 05/02/2016 | Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes
Claimant Lawyers(s): Alan S. Brodherson
Respondent(s): Jason Dudley
Respondent Lawyers(s): Jason Loy Dudley
Arbitrator(s): Robert H. Putnam, Deborah A. Jackson, Julieta L Smith
Hearing Site: Atlanta, GA
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