FINRA Awards for W. Preston Martin

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 41-50 out of 70 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
19-03506	06/30/2020	Claimant(s): Martha Caldwell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): James John Jurinski Hearing Site: Portland, OR
19-02825	06/10/2020	Claimant(s): Derek Rosenberg Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kirtley M. Thiesmeyer Hearing Site: Las Vegas, NV
20-00297	05/29/2020	Claimant(s): Theodore Longo Claimant Lawyers(s): Jennifer Willey Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Lynne M. Gomez, Brian P. Jakes, Eric M. Schorr Hearing Site: New Orleans, LA
19-03184	05/01/2020	Claimant(s): David Winchell Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Mary M. O'Neil Hearing Site: Las Vegas, NV
19-01832	01/09/2020	Claimant(s): Jean Fisher Claimant Lawyers(s): Dochtor Kenendy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX
19-01114	12/23/2019	Claimant(s): Brian Scanlon Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Walter Steven Schwartz Hearing Site: Phoenix, AZ
19-00942	12/13/2019	Claimant(s): Adam Stevko Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Robert J. Kheel Hearing Site: New York, NY
19-01534	12/13/2019	Claimant(s): Jason Trichler Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Banc of America Investment Services Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kenneth James Pedersen Hearing Site: Seattle, WA
19-01357	12/03/2019	Claimant(s): Alexander Napoli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Annamaria Boccia Smith Hearing Site: Newark, NJ
18-04284	10/23/2019	Claimant(s): Phillip Irvin Claimant Lawyers(s): Frances Menzer Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc. Respondent Lawyers(s): W. Preston Martin Arbitrator(s): Kevin R. Zehe Hearing Site: Cleveland, OH