| 11-00974 | 03/29/2012 | Claimant(s): Chris Funnell
Claimant Lawyers(s): David Neuman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Nikolas Komyati
Arbitrator(s): Howard L. Sobel
Hearing Site: New York, NY
|  | Expungement |
| 10-05794 | 03/21/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jeffrey M. Csercsevits
Respondent(s): Haorong Huang
Respondent Lawyers(s): Haorong Huang
Arbitrator(s): Barry S. Jacobson
Hearing Site: New York, NY
| | |
| 09-06280 | 03/19/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Julianne L. Peck
Respondent(s): Jolie Bales
Respondent Lawyers(s): Mark J. Astarita
Arbitrator(s): Michelle Judy Brant, William A. Husa, Michael J. Fish
Hearing Site: San Francisco, CA
| | |
| 11-00094 | 03/13/2012 | Claimant(s): Byron Stanislaw
Claimant Lawyers(s): Nicholas P. Iavarone
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): Leon Fox, Raymond P. Buschmann, Murray David Shaewitz
Hearing Site: Chicago, IL
| | |
| 10-01435 | 03/09/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Christopher S. Koller
Respondent(s): Donald Limacher
Respondent Lawyers(s): Randall J. Clement
Arbitrator(s): G. Thomas Fleming, Michael G. Clark, Thanayi J. Lindsey
Hearing Site: Los Angeles, CA
| | |
| 11-02271 | 03/09/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Gregg W. Marsano
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Maryanne M. Esser
Hearing Site: Dallas, TX
| | |
| 10-04435 | 03/09/2012 | Claimant(s): Arthur M. Coppola TTEE, Arthur M. Coppola Trust U/A DTD 09/04/96
Claimant Lawyers(s): Charles W. Gameros, David Reese Clouston
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch Bank USA
Respondent Lawyers(s): Ellen B. Sessions
Arbitrator(s): Edwin J. Tomko, Stephen L. Avard, Jeffrey Richard Chiappetta
Hearing Site: Dallas, TX
| | $0 |
| 11-02004 | 03/07/2012 | Claimant(s): James Swinney
Claimant Lawyers(s): Elizabeth R. Makris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Michael J. Fortunato
Arbitrator(s): Daniel T. McHugh, Michael J. Henke, J. Snowden Stanley
Hearing Site: Baltimore, MD
| | |
| 11-02215 | 02/28/2012 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Kate S. Arduini
Respondent(s): Eric Hansen
Respondent Lawyers(s): Eric M. Hansen
Arbitrator(s): Edwin J. Tomko
Hearing Site: Dallas, TX
| | |
| 10-05031 | 02/23/2012 | Claimant(s): Jeffrey & Cheryl Lane Family Trust
Claimant Lawyers(s): Jeffrey Lane
Respondent(s): Brandon Mallette, Louie Vargas, Merrill Lynch Pierce Fenner & Smith Inc., Michael Tiedemann, Paul Wetmore, Sheila Carlson, Lord Abbett Distributor LLC
Respondent Lawyers(s): John P. Bevilacqua, John Beviliqua, Joshua Hess, Matthew L. Larrabee
Arbitrator(s): Mario H. Metzger, George L. Tindall, Robert Alan Merring
Hearing Site: Los Angeles, CA
| | $0 |
