| 12-01499 | 04/29/2013 | Claimant(s): Joseph Pittman, Robert Dryden, Scott McArthur
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn J. Bushby
Arbitrator(s): Gloria J Liddell, Nigel W. Sadd, Orville Barrington Wright
Hearing Site: Birmingham, AL
|  | Expungement |
| 10-05827 | 04/29/2013 | Claimant(s): Naomi Bowling, Richard Bowling
Claimant Lawyers(s): J. Anthony Penry
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Eric M. Morris
Arbitrator(s): Leonard E. Benade, Patricia Ann Tracey, Mary B. Campbell
Hearing Site: Charlotte, NC
| | $0 |
| 11-01713 | 04/26/2013 | Claimant(s): Ronald J. DiMaio and Annette F. DiMaio
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Julie Wilson Portera
Arbitrator(s): Mary H. Cory, Edward R. Niederriter, Gerald M. Siegel
Hearing Site: Boca Raton, FL
| | Expungement |
| 11-01929 | 04/22/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): William P. Wallenstein
Respondent(s): Daniel Botyos, Lewis Blalock
Respondent Lawyers(s): David C. Reeves
Arbitrator(s): Colleen Grace, Frank William Savino, Raymond E. Cornelius
Hearing Site: Orlando, FL
| | |
| 11-01984 | 04/22/2013 | Claimant(s): Spartan Marketing Limited
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn Dietrich Perreault
Arbitrator(s): Robert J. Kheel, Edward Buscemi, Annamaria Boccia Smith
Hearing Site: New York, NY
| | Expungement |
| 10-00519 | 04/18/2013 | Claimant(s): Harriet L. and Michael S. Silverman
Claimant Lawyers(s): Michael G. Paris
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc., Michael Sperlinga
Respondent Lawyers(s): Jennifer R. Seltenrich
Arbitrator(s): B. J. Krintzman, Michael L. Letendre, James R. Collins
Hearing Site: Boston, MA
| | $82,357 |
| 11-04216 | 04/17/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Lisa S. Fildes
Respondent(s): Christopher Hickman
Respondent Lawyers(s): Mark Hanna
Arbitrator(s): David P. Slater
Hearing Site: Boca Raton, FL
| | |
| 12-01769 | 04/15/2013 | Claimant(s): Joshua Segue
Claimant Lawyers(s): Joshua Pierre Segue
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Tara A. LaClair
Arbitrator(s): Gary P. Alexander, Robert H. Putnam, J. G. Long
Hearing Site: Atlanta, GA
| | $0 |
| 11-04736 | 04/05/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachael Carp
Respondent(s): Kaream White
Respondent Lawyers(s): Kaream Hassan White
Arbitrator(s): William M. Howard
Hearing Site: Phoenix, AZ
| | |
| 12-01128 | 04/03/2013 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc., Merrill Lynch International Finance
Claimant Lawyers(s): Rachael Carp
Respondent(s): Amy Notermann
Respondent Lawyers(s): Amy Notermann
Arbitrator(s): Douglas J. Nesbit
Hearing Site: Minneapolis, MN
| | |
