| 13-01964 | 03/04/2015 | Claimant(s): Brian Matherne
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Regina Martorana
Arbitrator(s): Daniel J. Pagnano, David Walton Earle, Brian P. Jakes
Hearing Site: New Orleans, LA
|  | Expungement |
| 13-01789 | 02/11/2015 | Claimant(s): John & Karen Opilowsky Trust U/A 2/24/00
Claimant Lawyers(s): Jahan K. Manasseh
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Robert S. McConnell, Jerry H. Friedland, Richard Kent Mahrle
Hearing Site: Phoenix, AZ
| | Expungement |
| 13-00518 | 01/26/2015 | Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Susan M. Guerette
Respondent(s): David Hanford, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): James A. Saville, Louis M. Lagalante
Arbitrator(s): Bernard M. Levine, Michael L. Moran, David J. Weisenfeld
Hearing Site: New York, NY
| | |
| 13-03554 | 01/05/2015 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Janelle E. Fulton
Respondent(s): Robert Hirsch
Respondent Lawyers(s): Robert M. Hirsch
Arbitrator(s): Steven R. Reininger, Debra A. Jenks, Renaldy Jose Gutierrez
Hearing Site: Boca Raton, FL
| | |
| 14-01242 | 12/31/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Rachel Carp
Respondent(s): Joshua Krieg
Respondent Lawyers(s): Joshua T. Krieg
Arbitrator(s): Paul Davis Pearlstein
Hearing Site: Washington, DC
| | |
| 14-00519 | 12/30/2014 | Claimant(s): Danford Meischen
Claimant Lawyers(s): Jeffrey Glass
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason K. Roberts
Arbitrator(s): Reginald Harris Brockwell, Allan R. Lazor, Jason Kyle Beale
Hearing Site: Houston, TX
| | |
| 12-00369 | 12/12/2014 | Claimant(s): Donald Hubbard
Claimant Lawyers(s): John E. MacDonald
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Bradley B. Rounsaville
Arbitrator(s): Alan B. Goldstein, George H. Rausch, Robert G. Falbisaner
Hearing Site: Boca Raton, FL
| | $0 |
| 14-01537 | 12/11/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Monica M. Littman
Respondent(s): Claudie Johnson
Respondent Lawyers(s): Claudie Johnson
Arbitrator(s): Stephen P. Hoffman
Hearing Site: Charlotte, NC
| | |
| 14-02391 | 11/21/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Jason E. Murtagh
Respondent(s): Robert Altemus
Respondent Lawyers(s): Robert Joseph Altemus
Arbitrator(s): Helen Marinak Blohm
Hearing Site: San Francisco, CA
| | |
| 12-03916 | 11/14/2014 | Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Karen P. Gaster
Respondent(s): Terrance Wilkerson
Respondent Lawyers(s): Kevin S. Wiley, Jr.
Arbitrator(s): James M. Tipton, Todd R. Gough, William A. Fynes
Hearing Site: Dallas, TX
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