| 21-00720 | 10/07/2021 | Claimant(s): Tomoe Odahara
Claimant Lawyers(s): Jordan D. Becker
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): W. Preston Martin
Arbitrator(s): Susan C Lushing, Annamaria Boccia Smith, Mark Peter Haslinger
Hearing Site: New York, NY
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| 21-01829 | 10/05/2021 | Claimant(s): Ranjesh Singh
Claimant Lawyers(s): David I. Hantman
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Maria V. Martin
Arbitrator(s): Josian Antoine
Hearing Site: New York, NY
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| 21-00363 | 10/04/2021 | Claimant(s): Mihir Patel
Claimant Lawyers(s): Liam O'Brien
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Preston Martin
Arbitrator(s): Richard W. Cutler, Robert E. Anderson, Jonathan Ashley Pomeroy
Hearing Site: New York, NY
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| 20-03552 | 09/24/2021 | Claimant(s): Ian Rodgers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Donald Dreyfus
Hearing Site: Phoenix, AZ
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| 20-03165 | 09/23/2021 | Claimant(s): Vincent Panizzi
Claimant Lawyers(s): Harry Meyer
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Kathleen P. Helbig-Hannan
Hearing Site: Detroit, MI
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| 20-02726 | 09/20/2021 | Claimant(s): Roger Camp
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Joan M. Traub
Hearing Site: New York, NY
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| 21-00356 | 09/15/2021 | Claimant(s): Thomas Seiler
Claimant Lawyers(s): Benjamin J. Biard
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A Pizzitola
Arbitrator(s): John J. Jordan, Thomas Naylor, Kathleen Jones Spilker
Hearing Site: Philadelphia, PA
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| 20-03101 | 09/10/2021 | Claimant(s): Phil Scott
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Laura A. Pizzitola
Arbitrator(s): Jane Ann McKenzie
Hearing Site: Seattle, WA
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| 20-02960 | 09/03/2021 | Claimant(s): Devinder Karir
Claimant Lawyers(s): Benjamin Winograd
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Jason E. Murtagh
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
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| 21-00516 | 08/12/2021 | Claimant(s): Jennifer Duncan
Claimant Lawyers(s): Ann Sullivan
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn D. Perreault
Arbitrator(s): Richard James Igou
Hearing Site: Richmond, VA
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