| 19-03840 | 07/21/2020 | Claimant(s): Lam Thai
Claimant Lawyers(s): Lam Thai
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Andrew M. Mintzer
Hearing Site: Los Angeles, CA
|  | $0 |
| 20-00750 | 07/20/2020 | Claimant(s): Derek Tumulak
Claimant Lawyers(s): Derek Tumulak
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jeffrey M. Allen
Hearing Site: San Francisco, CA
| | $0 |
| 19-01927 | 05/27/2020 | Claimant(s): David Moore, David L. Moore IRA
Claimant Lawyers(s): Gary Mark Brewer
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Ryan S. Lean
Arbitrator(s): Joyce L. Hurley, Alan M. Rosen, Robert C. Albini
Hearing Site: Los Angeles, CA
| | Dismissed by Rule 12206/12504 |
| 18-03249 | 11/25/2019 | Claimant(s): Brian Toon, Joseph Sperber, Phyllis Schreiner, Ronda Montgomery
Claimant Lawyers(s): Joseph J. Sperber
Respondent(s): TD Ameritrade., E*Trade Securities LLC
Respondent Lawyers(s): James J. Vihstadt, Meredith Hoffman
Arbitrator(s): Ellen F. Kandell, Joseph J. Dougherty, Gerald S. Smith
Hearing Site: Baltimore, MD
| | $0 |
| 19-00178 | 11/05/2019 | Claimant(s): Margaret Mary Felix
Claimant Lawyers(s): Ian A Taylor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Diane Ciccone, Gregory J. Spadea, Carrie L. Chelko
Hearing Site: Philadelphia, PA
| | $0 |
| 18-02708 | 07/15/2019 | Claimant(s): Jesse Erdle, Lissette Erdle
Claimant Lawyers(s): Jesse Erdle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John K. Gisleson
Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker
Hearing Site: Buffalo, NY
| | $0 |
| 18-03653 | 06/11/2019 | Claimant(s): Young Lee
Claimant Lawyers(s): Young S. Lee
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
| | $0 |
| 18-01741 | 03/12/2019 | Claimant(s): James Molitor
Claimant Lawyers(s): James Molitor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri, Sherrill Wm Colvin, James Aaron Morrow
Hearing Site: Indianapolis, IN
| | $0 |
| 18-02428 | 02/20/2019 | Claimant(s): Michael Somerby
Claimant Lawyers(s): Michael R Somerby
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
| | $0 |
| 18-02241 | 02/19/2019 | Claimant(s): Ali Mahbod
Claimant Lawyers(s): Ali Mahbod
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Latoya C. Asia
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
| | |
