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FINRA Awards for E*Trade Securities LLC

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Displaying 51-60 out of 278 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0324911/25/2019Claimant(s): Brian Toon, Joseph Sperber, Phyllis Schreiner, Ronda Montgomery
Claimant Lawyers(s): Joseph J. Sperber
Respondent(s): TD Ameritrade., E*Trade Securities LLC
Respondent Lawyers(s): James J. Vihstadt, Meredith Hoffman
Arbitrator(s): Ellen F. Kandell, Joseph J. Dougherty, Gerald S. Smith
Hearing Site: Baltimore, MD
Checkmark Icon$0
19-0017811/05/2019Claimant(s): Margaret Mary Felix
Claimant Lawyers(s): Ian A Taylor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Diane Ciccone, Gregory J. Spadea, Carrie L. Chelko
Hearing Site: Philadelphia, PA
Checkmark Icon$0
18-0270807/15/2019Claimant(s): Jesse Erdle, Lissette Erdle
Claimant Lawyers(s): Jesse Erdle
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John K. Gisleson
Arbitrator(s): Jeffry M. Bauer, John C. Aten, Paul K. Stecker
Hearing Site: Buffalo, NY
Checkmark Icon$0
18-0365306/11/2019Claimant(s): Young Lee
Claimant Lawyers(s): Young S. Lee
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Richard E. Lauziere
Hearing Site: Baltimore, MD
Checkmark Icon$0
18-0174103/12/2019Claimant(s): James Molitor
Claimant Lawyers(s): James Molitor
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Robert J. Scafuri, Sherrill Wm Colvin, James Aaron Morrow
Hearing Site: Indianapolis, IN
Checkmark Icon$0
18-0242802/20/2019Claimant(s): Michael Somerby
Claimant Lawyers(s): Michael R Somerby
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Arocles Aguilar
Hearing Site: San Francisco, CA
Checkmark Icon$0
18-0224102/19/2019Claimant(s): Ali Mahbod
Claimant Lawyers(s): Ali Mahbod
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Latoya C. Asia
Arbitrator(s): Brock B. Gordon
Hearing Site: Atlanta, GA
18-0317802/14/2019Claimant(s): Kristi Prewitt
Claimant Lawyers(s): Kristi Prewitt
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith F. Hoffman
Arbitrator(s): Raymond C. Kerr
Hearing Site: Houston, TX
Checkmark Icon$0
18-0151801/16/2019Claimant(s): John Mercaldi
Claimant Lawyers(s): John Mercaldi
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): James A. Parker
Hearing Site: Houston, TX
Checkmark Icon$0
18-0062912/24/2018Claimant(s): John Shull
Claimant Lawyers(s): John C. Shull
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Michael S. Yauch
Hearing Site: Houston, TX
Checkmark Icon$0

278 Results

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