| 14-02600 | 04/07/2015 | Claimant(s): Leon Kelsch
Claimant Lawyers(s): Leon Kelsch
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Matthew W. Schlegel
Hearing Site: Detroit, MI
|  | $0 |
| 14-00793 | 04/01/2015 | Claimant(s): Armin Jezari
Claimant Lawyers(s): Nelson S. Ebaugh
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Sherry R. Wetsch, Joshua D. Wallach, Michael Louis Goldstone
Hearing Site: Houston, TX
| | $0 |
| 14-02516 | 03/24/2015 | Claimant(s): Charles Hampson
Claimant Lawyers(s): Charles R. Hampson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Jerome O. Cohen
Hearing Site: Seattle, WA
| | $0 |
| 14-02142 | 02/13/2015 | Claimant(s): Stephen Jackson
Claimant Lawyers(s): Stephen P. Jackson
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Leah A. Murray
Hearing Site: Kansas City, MO
| | $0 |
| 13-02757 | 01/15/2015 | Claimant(s): Theresa Jacobs
Claimant Lawyers(s): Howard Rosenfield
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Louis H. Miron, Clifford A. Harwick, Stephen L. Lister
Hearing Site: Newark, NJ
| | Expungement |
| 14-01484 | 12/26/2014 | Claimant(s): Peter Mitchell
Claimant Lawyers(s): Peter A. Mitchell
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Robert M. Goldstein
Hearing Site: New York, NY
| | $88 |
| 13-02663 | 12/12/2014 | Claimant(s): Benjamin H Kwon, Castle Eurasia Corp
Claimant Lawyers(s): Benjamin H Kwon
Respondent(s): Bryan Snitselaar, E*Trade Securities LLC, Russell Scherrer, E*Trade Clearing LLC
Respondent Lawyers(s): John Bersin, Meredith F. Hoffman, Ryan Lean, Steve Young
Arbitrator(s): Robert D. Sussin, Neil S. Jasper, Vincent J. Natoli
Hearing Site: Los Angeles, CA
| | $0 |
| 14-00568 | 12/02/2014 | Claimant(s): Lewis Pizzulli
Claimant Lawyers(s): Elizabeth Goldman
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith Hoffman
Arbitrator(s): Howard D. Jacob
Hearing Site: New York, NY
| | $0 |
| 14-01638 | 11/11/2014 | Claimant(s): Deborah Cole
Claimant Lawyers(s): John C. Cole
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John Bersin
Arbitrator(s): Fredrick Davis Huebner
Hearing Site: Seattle, WA
| | $213 |
| 13-02834 | 10/22/2014 | Claimant(s): Christopher Sanguigni
Claimant Lawyers(s): Todd H. Lahr
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): John E. Bersin
Arbitrator(s): Cary L. Weissman, Robert S. McConnell, Robert S. Mautner
Hearing Site: Phoenix, AZ
| | $0 |
