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FINRA Awards for Kelli Hartsook

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Displaying 11-18 out of 18 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0346004/24/2014Claimant(s): Wilma C. Lilley Trust
Claimant Lawyers(s): Charles T. Riehl
Respondent(s): Lewis Lilley, Raymond James Financial Services., Timothy Herling, Creative Wealth Management
Respondent Lawyers(s): Kelli Hartsook, Patrick Dichiro, The Company President
Arbitrator(s): Daniel G. Zeiser
Hearing Site: Cleveland, OH
Checkmark IconExpungement
13-0213404/07/2014Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): Kelli Hartsook
Respondent(s): Perry Landmeyer
Respondent Lawyers(s): Perry Jay Landmeyer
Arbitrator(s): Alfred Brunette
Hearing Site: Tampa, FL
12-0292403/27/2014Claimant(s): Ruth Saldanha
Claimant Lawyers(s): Stephen P. Meyer
Respondent(s): Raymond James Financial Services., Todd Dudley
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Charles D. Underwood
Hearing Site: Charleston, WV
Checkmark IconExpungement
09-0288003/21/2014Claimant(s): A. Tyslan, Gloria Tyslan, U/T/A Dated June 2, 1966, U/T/A Dated September 21, 1992
Claimant Lawyers(s): Stephen M. Ryan
Respondent(s): Raymond James Financial Services., Richard Bone, Harbor Financial Services, Viking Asset Management.
Respondent Lawyers(s): Kelli Hartsook, Steven E. Mellen, The Company President
Arbitrator(s): Barry Goldman, William C. Alsover, Ronald Marvin Rothstein
Hearing Site: Detroit, MI
Checkmark Icon$0
12-0352402/03/2014Claimant(s): Ian James
Claimant Lawyers(s): Randall C. Place
Respondent(s): Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Donald K. Eckhardt, James Francis Donovan, Richard Devlin Roussel
Hearing Site: New Orleans, LA
13-0013111/27/2013Claimant(s): Carlos Moroz
Claimant Lawyers(s): Nicole Marlow-Jones
Respondent(s): Daryl Devillier, Raymond, James & Associates., Vincent Petrangelo
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Syracuse, NY
Checkmark Icon$39,803
13-0006710/08/2013Claimant(s): Justin Maine
Claimant Lawyers(s): Justin S. Maine
Respondent(s): John Arrick, Raymond James Financial Services.
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): James M. Tipton
Hearing Site: Dallas, TX
Checkmark Icon$0
12-0223310/03/2013Claimant(s): John De Felice, Joseph De Felice
Claimant Lawyers(s): Vincent J. Imbesi
Respondent(s): Raymond, James & Associates., Michael Napolitano
Respondent Lawyers(s): Kelli Hartsook
Arbitrator(s): John James McGovern
Hearing Site: Philadelphia, PA
Checkmark Icon$0

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