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FINRA Awards for Jonathan H. Krotinger

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Displaying 31-40 out of 59 results
Case Number Award Date Case Summary Customer Case? Amount Granted
15-0169908/12/2016Claimant(s): Hoang Vu
Claimant Lawyers(s): Hoang Huy Vu
Respondent(s): Cetera Investment Services LLC
Respondent Lawyers(s): Mauricio S. Beugelmans
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
Checkmark Icon$0
15-0066607/26/2016Claimant(s): Megumi Sherrill, Richard Sherrill
Claimant Lawyers(s): Al Van Kampen
Respondent(s): Leslie Cannon, Estate of Robert A. Cannon
Respondent Lawyers(s): Dan J. Oates
Arbitrator(s): William J. Bender, Jonathan H. Krotinger, Jane Ann McKenzie
Hearing Site: Seattle, WA
Checkmark Icon$0
14-0129704/20/2016Claimant(s): Robert Ritter
Claimant Lawyers(s): Peter A. Cantwell
Respondent(s): Stifel, Nicolaus & Co..
Respondent Lawyers(s): Amy L. Blaisdell
Arbitrator(s): David M. Seidner, Jonathan H. Krotinger, Paul E. Dahlman
Hearing Site: Reno, NV
15-0230303/18/2016Claimant(s): Securities America.
Claimant Lawyers(s): Chad Weaver
Respondent(s): Derek Miller
Respondent Lawyers(s): Derek Lee Miller
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Los Angeles, CA
15-0136412/30/2015Claimant(s): Charles Finkelstein
Claimant Lawyers(s): Charles Finkelstein
Respondent(s): James Borgerding, Lindie Enders, RBC Capital Markets LLC
Respondent Lawyers(s): Molly J. Henry
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: Seattle, WA
Checkmark Icon$0
15-0018808/07/2015Claimant(s): Lawrence Spergel
Claimant Lawyers(s): Lawrence M. Spergel
Respondent(s): Tatyana Andreyeva
Respondent Lawyers(s): Tatyana Andreyeva
Arbitrator(s): Jonathan H. Krotinger
Hearing Site: San Francisco, CA
Checkmark Icon$20,425
12-0380207/24/2015Claimant(s): James Randolph
Claimant Lawyers(s): David Liebrader
Respondent(s): Harry Rubins, Foothill Securities.
Respondent Lawyers(s): Timothy Fredricks
Arbitrator(s): Herbert L. Brown, Jonathan H. Krotinger, Sheldon Michaels
Hearing Site: San Francisco, CA
Checkmark IconExpungement
12-0422504/23/2014Claimant(s): Armando Palomino
Claimant Lawyers(s): Amiel L. Wade
Respondent(s): Wells Fargo Advisors, Mark Nance, Rebecca Emanuel, Wells Fargo Bank
Respondent Lawyers(s): Eric M. Steinert
Arbitrator(s): Herb Schwartz, Juleanne A. Thiebaut, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
12-0244711/01/2013Claimant(s): Charles Schwab & Co..
Claimant Lawyers(s): Michael West
Respondent(s): Sara Reed
Respondent Lawyers(s): Irwin Stein
Arbitrator(s): Alexander L. Mazour, Kathryn J. Toronto, Jonathan H. Krotinger
Hearing Site: San Francisco, CA
Expungement
09-0502806/12/2013Claimant(s): Wachovia Securities
Claimant Lawyers(s): Timothy N. Will
Respondent(s): Steven Stahlberg
Respondent Lawyers(s): Stephen F. Boutin
Arbitrator(s): Laurel Littman Gothelf, Herbert L. Brown, Jonathan H. Krotinger
Hearing Site: San Francisco, CA

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