| 09-06768 | 12/01/2010 | Claimant(s): Seymour Lowell and Lee G. Lowell
Claimant Lawyers(s): Scott L. Silver
Respondent(s): Ameriprise Advisor Services.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Randy R. Freedman, Gloria F. Katz, Mark David Hunter
Hearing Site: Boca Raton, FL
|  | Stipulated Award and Expungement |
| 09-04688 | 02/11/2010 | Claimant(s): Dolores Locher
Claimant Lawyers(s): John A Locher
Respondent(s): Gary King, Ameriprise Financial Services.
Respondent Lawyers(s): Howard William Klausmeier, Howard Klausmeier
Arbitrator(s): William H. Morris
Hearing Site: Detroit, MI
| | $10,425 |
| 09-00854 | 01/28/2010 | Claimant(s): Geraldine Kolikow Ttee F/B/O Kolikow Tr
Claimant Lawyers(s): Carlos H. Gamez
Respondent(s): John Sullivan, H&R Block Financial Advisors.
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): Elena G. Rodriguez, George H. Rausch, James Conrad Sankpill
Hearing Site: Miami, FL
| | Expungement |
| 07-02907 | 11/06/2008 | Claimant(s): Lorraine Moskal, Lorraine Moskal IRA, Lorraine Moskall 2002 Trust
Claimant Lawyers(s): Willliam H. Falin
Respondent(s): Ameriprise Advisor Services., Gregory Vanek
Respondent Lawyers(s): Howard Klausmeier
Arbitrator(s): C. Robert Rittberger, Jason C. Blackford, Ralph A. Beard
Hearing Site: Cleveland, OH
| | $0 |
| 06-04212 | 09/25/2007 | Claimant(s): Estate of William F. Deinhard
Claimant Lawyers(s): G. Mark Brewer
Respondent(s): Ameriprise Advisor Services., Jonathan Zweifel
Respondent Lawyers(s): Howard Klausmeier, Ronald P. Kane
Arbitrator(s): John A. Goffrier, William B. Kirby, James G. Harlan
Hearing Site: Boise, ID
| | $0 |
