FINRA Awards for Spartan Capital Securities

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Displaying 31-38 out of 38 results

Case Number	Award Date	Case Summary	Customer Case?	Amount Granted
15-01160	05/05/2016	Claimant(s): David Englin Claimant Lawyers(s): Jennifer Tarr Respondent(s): John Lowry, Kevin Sheehan Jr, Kim Monchik, Spartan Capital Securities Respondent Lawyers(s): Harry J. Delagrammatikas Arbitrator(s): Hearing Site: Minneapolis, MN		$600
15-01911	04/08/2016	Claimant(s): Leon Kuefler Claimant Lawyers(s): Jennifer L. Tarr Respondent(s): John Lowry, Kim Monchik, Robert Tractenberg, Spartan Capital Securities Respondent Lawyers(s): Melissa Curvino, Robert Tractenberg Arbitrator(s): Christine C. DeMoss Hearing Site: Minneapolis, MN		$42,142
15-01407	03/09/2016	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Melissa Curvino Respondent(s): Lawrence Lowe Respondent Lawyers(s): Robert M. Bursky Arbitrator(s): Michael H. DuBoff Hearing Site: New York, NY
15-00718	10/08/2015	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Jeff Snyder Respondent Lawyers(s): Brett D. Zinner Arbitrator(s): Ronald J. Colombo Hearing Site: New York, NY
14-01175	08/25/2014	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Yvonne Owens Respondent(s): Jason Diaz, Khaled Nasseri, Phillip Pistilli Respondent Lawyers(s): Jason Robert Diaz, Khaled H. Nasseri, Phillip Eugene Pistilli Arbitrator(s): Irene C. Warshauer Hearing Site: New York, NY
13-02032	02/19/2014	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Matthew Critelli Respondent Lawyers(s): Matthew Thomas Critelli Arbitrator(s): Robert E. Anderson Hearing Site: New York, NY
12-02732	01/31/2013	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Nathan Gainer Respondent Lawyers(s): Nathan Edward Gainer Arbitrator(s): Harold I. Geringer Hearing Site: New York, NY
11-01075	11/14/2012	Claimant(s): Spartan Capital Securities Claimant Lawyers(s): Francis M. Curran Respondent(s): Dean Kajouras, Douglas Bockmiller, John Lowry, Vincent Bruno, William Johnson Respondent Lawyers(s): Francis M. Curran, Richard Sacks, William M. Johnson Arbitrator(s): Mitchell S. Ostwald Hearing Site: San Francisco, CA		$0