| 21-00791 | 03/23/2022 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Sarah E. Klein
Respondent(s): Christopher Corwin
Respondent Lawyers(s): Denis Kelleher
Arbitrator(s): Michele S. Riley
Hearing Site: New York, NY
| | |
| 20-02440 | 01/28/2022 | Claimant(s): Kenneth Williams
Claimant Lawyers(s): Kenneth L. Williams
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Cynthia A. DiMarco
Hearing Site: New York, NY
| | |
| 21-00115 | 09/07/2021 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M. Monchik
Respondent(s): Joshua Vandress
Respondent Lawyers(s): Jon-Jorge Aras
Arbitrator(s): Edward W. Morris
Hearing Site: New York, NY
| | |
| 21-00199 | 09/02/2021 | Claimant(s): John Lowry
Claimant Lawyers(s): Robert I. Rabinowitz
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Elizabeth Gilbert, Christine Meiers Schatz, Marc Adam Sherman
Hearing Site: New York, NY
| | |
| 21-00121 | 08/25/2021 | Claimant(s): Spartan Capital Securities
Claimant Lawyers(s): Kim M. Monchik
Respondent(s): Albert Aviles
Respondent Lawyers(s): Albert Aviles
Arbitrator(s): Karen Isabel Bedrosian - Richardson
Hearing Site: New York, NY
| | |
| 20-03027 | 07/12/2021 | Claimant(s): Thomas Briguccia
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Will Murphy
Hearing Site: Boca Raton, FL
| | |
| 20-02954 | 02/22/2021 | Claimant(s): Michael Darvish
Claimant Lawyers(s): Christopher Seps
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Jill Pilgrim
Hearing Site: New York, NY
| | |
| 19-00003 | 08/18/2020 | Claimant(s): Kerry Raheb
Claimant Lawyers(s): Kerry Patrick Raheb
Respondent(s): Tasin & Company., EKN Financial Services Inc., A. R. Baron & Co.., Empire Financial Group., Laidlaw & Company (UK) Ltd., Prestige Financial Center., Spartan Capital Securities
Respondent Lawyers(s): Charles Smulevitz, Diane Alexander, Larry Kirshbaum, Matthew N. Fiorovanti, Salvatore Sapienza, Thomas Michael Giugliano, Tim Moyer
Arbitrator(s): Noel B. Berman
Hearing Site: New York, NY
| | |
| 20-00805 | 08/03/2020 | Claimant(s): John Prymak
Claimant Lawyers(s): John Prymak
Respondent(s): Joseph Kelly, Spartan Capital Securities
Respondent Lawyers(s): Joseph Kelly, Kim Monchik
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Denver, CO
|  | $0 |
| 18-04117 | 06/27/2019 | Claimant(s): Robert Greenwell
Claimant Lawyers(s): Robert S. Greenwell
Respondent(s): Spartan Capital Securities
Respondent Lawyers(s): Kim Monchik
Arbitrator(s): Sandra J. Mullings
Hearing Site: New York, NY
| | $15,806 |
