Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 13-00670 | 10/24/2014 | Claimant(s): Tunde Oladunni Claimant Lawyers(s): Glenn A. Delk Respondent(s): Wells Fargo Advisors, Keith Spelmon Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): John D. Mattingly Hearing Site: Atlanta, GA |  | Expungement |
| 12-03896 | 08/22/2014 | Claimant(s): Alison McIntosh, Arthur McIntosh Claimant Lawyers(s): J. Michael Ellis Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Philip I. McConnell, Maryanne M. Esser, Dianne Connally Betts Hearing Site: Dallas, TX | | $0 |
| 13-03009 | 05/01/2014 | Claimant(s): Lucy Bauman Claimant Lawyers(s): Kristian P. Kraszewski Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Arthur H. Geffen Hearing Site: Dallas, TX | | $49,999 |
| 12-03850 | 05/01/2014 | Claimant(s): Joseph Barr Claimant Lawyers(s): Joseph Barr Respondent(s): Wells Fargo Advisors, Jennifer Oravsky, Michael Absher Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Leonard E. Benade Hearing Site: Raleigh, NC | | $0 |
| 13-01514 | 04/17/2014 | Claimant(s): Heidi Simmons Claimant Lawyers(s): Heidi J. Simmons Respondent(s): Kinyon Vinson Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Lisa Bass Morris Hearing Site: Charlotte, NC | | $0 |
| 13-01926 | 12/27/2013 | Claimant(s): Eniko Shaw, Joseph Shaw Claimant Lawyers(s): Joseph Shaw Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Ellen Holland Keller Hearing Site: Cleveland, OH | | $0 |
| 13-01355 | 12/20/2013 | Claimant(s): Nadia Bacon f/k/a Nadi Youssef Claimant Lawyers(s): Nadia Youssef Respondent(s): Wells Fargo Advisors Financial Network, Fifth Third Securities. Respondent Lawyers(s): Deirdre Wolff, Peter J. Stautberg Arbitrator(s): Nancy J. Spieczny Hearing Site: San Diego, CA | | $3,524 |
| 12-01827 | 09/16/2013 | Claimant(s): John Lott Claimant Lawyers(s): Charles M. Thompson Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Joyce F. Glucksman, Samuel C. Johnson, Laree Payne Kennedy Hearing Site: Birmingham, AL | | Expungement |
| 12-02817 | 07/02/2013 | Claimant(s): The Estate of Elvira C. Iasso Claimant Lawyers(s): John Narccarelli Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Robert G. Geeseman Hearing Site: Orlando, FL | | $300 |
| 13-00099 | 06/28/2013 | Claimant(s): Sheila Schweky Claimant Lawyers(s): Benjamin Lapin Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Deirdre Wolff Arbitrator(s): Keely D. Parr Hearing Site: New York, NY | | $0 |