| 16-00103 | 03/29/2018 | Claimant(s): John Duskey
Claimant Lawyers(s): Hilton Wiener
Respondent(s): John Murdy, Jonothon Lieberman
Respondent Lawyers(s): John W. Murdy, Jonothon Michael Lieberman
Arbitrator(s): Donald M. Thompson
Hearing Site: Chicago, IL
|  | $0 |
| 16-02822 | 03/23/2018 | Claimant(s): Bernard Black, Samuel Black, Supplemental Needs Trust for Joanne Blac, The Irrevocable Trust of Renata Black
Claimant Lawyers(s): Michael H. Schaalman
Respondent(s): J.P. Morgan Securities
Respondent Lawyers(s): Kenneth Berg
Arbitrator(s): Robert S. Sugarman, Pamela A. Kentra, Elizabeth C. Simon
Hearing Site: Chicago, IL
| | $0 |
| 17-01201 | 03/16/2018 | Claimant(s): Alex Papadopoulos
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Banc of America Investment Services Inc., LaSalle Financial Services.
Respondent Lawyers(s): Sarah Yates
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
| | |
| 17-02539 | 03/16/2018 | Claimant(s): Norman Schlismann
Claimant Lawyers(s): Debra A. Jenks
Respondent(s): Mesirow Financial.
Respondent Lawyers(s): Jeffrey Levine
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | |
| 17-01353 | 02/27/2018 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Manoj R. Andalkar
Respondent(s): Mark Flanagan
Respondent Lawyers(s): Mark Joseph Flanagan
Arbitrator(s): Sal Presti
Hearing Site: Chicago, IL
| | |
| 17-01027 | 01/30/2018 | Claimant(s): Genevieve Mar
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Woodbury Financial Services.
Respondent Lawyers(s): Bradley A. Fishman
Arbitrator(s): Kenneth N. Adamson
Hearing Site: Chicago, IL
| | |
| 17-02075 | 01/24/2018 | Claimant(s): Alan Hunt
Claimant Lawyers(s): Alan Carl Hunt
Respondent(s): Katherine White, U.S. Bancorp Investments.
Respondent Lawyers(s): Bruce Gisi, Katherine A. White
Arbitrator(s): Leonard Arthur Nelson
Hearing Site: Chicago, IL
| | $0 |
| 16-03114 | 01/23/2018 | Claimant(s): James Defano
Claimant Lawyers(s): Ronald M. Amato
Respondent(s): PNC Investments
Respondent Lawyers(s): Gary Lieberman
Arbitrator(s):
Hearing Site: Chicago, IL
| | |
| 17-01518 | 01/22/2018 | Claimant(s): Carol Baumgartner, Robert Baumgartner
Claimant Lawyers(s): Robert J. Baumgartner
Respondent(s): Kirk Ongman, UBS Financial Services Inc.
Respondent Lawyers(s): David I. Hantman
Arbitrator(s): James A. Murphy
Hearing Site: Chicago, IL
| | $0 |
| 17-00738 | 01/19/2018 | Claimant(s): Joanne and Vito Zanni
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Fifth Third Securities., Todd Morgan
Respondent Lawyers(s): Robert Zimmerman
Arbitrator(s): Lee H. Goodman, Akili Lucilla Estrella, Michael John Gallagher
Hearing Site: Chicago, IL
| | $0 |
