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FINRA Awards for UBS Financial Services Inc.

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Displaying 671-680 out of 1,564 results
Case Number Award Date Case Summary Customer Case? Amount Granted
16-0232312/19/2018Claimant(s): Robert Mulholland
Claimant Lawyers(s): John D. Singer
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Eugene Scalia
Arbitrator(s): William H. Morley, Anna Lascar, Rebecca Ann Berlow
Hearing Site: New York, NY
18-0048812/19/2018Claimant(s): Michael Poutre
Claimant Lawyers(s): Isabelle Kountz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Mark S. Priver
Hearing Site: Los Angeles, CA
18-0014712/06/2018Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Timothy D. Gronewold
Respondent(s): Ronan Cox
Respondent Lawyers(s): Ronan David Cox
Arbitrator(s): Nicholas J. Donohue, Donna Christina Chin, Carol Maria Luttati
Hearing Site: New York, NY
18-0040512/04/2018Claimant(s): Sonny Gulati
Claimant Lawyers(s): Eric Litow
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy
Arbitrator(s): Philip Aaron Tymon
Hearing Site: San Francisco, CA
18-0083611/28/2018Claimant(s): Robert Black
Claimant Lawyers(s): Steven J. Berry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Igor V. Stadnik
Arbitrator(s): Jeff Abrams
Hearing Site: Dallas, TX
18-0130111/21/2018Claimant(s): Jason Zilveti
Claimant Lawyers(s): Hillary Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Merton E. Marks
Hearing Site: Phoenix, AZ
18-0133211/19/2018Claimant(s): Kenneth Meyers
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Wells Fargo Clearing Services, UBS Financial Services Inc.
Respondent Lawyers(s): Simon M. Levy, Timothy N. Will
Arbitrator(s): Helen Marinak Blohm
Hearing Site: Reno, NV
18-0097011/13/2018Claimant(s): Ford Howell
Claimant Lawyers(s): Hillary A. Darnell
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): Kendall C. Reed
Hearing Site: Los Angeles, CA
18-0171811/12/2018Claimant(s): Federico Sanchez
Claimant Lawyers(s): Alise Johnson Henry
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Craig A. Vollono
Arbitrator(s): Barry David Thorpe
Hearing Site: Miami, FL
18-0071411/05/2018Claimant(s): Nicholas Tagliarino
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): Sandra Gale Behrle
Hearing Site: New York, NY

1,564 Results

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