Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 20-02458 | 05/07/2021 | Claimant(s): Orlando Perez, Viviana Perez Cordero Claimant Lawyers(s): Roberto C. Quinones-Rivera Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR Respondent Lawyers(s): Rey F. Medina Velez Arbitrator(s): Martin A. Feigenbaum Hearing Site: San Juan, PR | ||
| 20-02655 | 05/06/2021 | Claimant(s): Everett Weinberger Claimant Lawyers(s): Jennifer P. Farrar Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Jay Alan Kranis Hearing Site: New York, NY | ||
| 20-03187 | 04/29/2021 | Claimant(s): Christopher Walker Claimant Lawyers(s): Tosh D. Grebenik Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): C. Sumpter Logan Hearing Site: Kansas City, MO | ||
| 20-01142 | 04/28/2021 | Claimant(s): William Phillips Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Morgan Stanley DW Inc., UBS Financial Services Inc. Respondent Lawyers(s): Christopher M. Sacco, Omar Perez Arbitrator(s): Neil Harvey Smith Hearing Site: Nashville, TN | ||
| 20-02981 | 04/20/2021 | Claimant(s): Lawrence Cane Claimant Lawyers(s): Frances Menzer Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Natalie Panossian-Bassler Hearing Site: Los Angeles, CA | ||
| 20-02348 | 04/16/2021 | Claimant(s): Mark Martiak Claimant Lawyers(s): Thomas McEvoy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard Gee Hearing Site: New York, NY | ||
| 20-03166 | 04/16/2021 | Claimant(s): Sharon Paul Claimant Lawyers(s): Amy B. Bard Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): John Murphy Arbitrator(s): Carolyn A. Mann Hearing Site: New York, NY | ||
| 20-02545 | 04/14/2021 | Claimant(s): John Caroli Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Susan C Lushing Hearing Site: New York, NY | ||
| 19-03652 | 04/13/2021 | Claimant(s): Isidro Miramontes Claimant Lawyers(s): David Harrison Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Elizabeth H. Lindh Arbitrator(s): Robert Rosen Hearing Site: Los Angeles, CA | ||
| 20-02561 | 04/01/2021 | Claimant(s): Bertin Stuckart Claimant Lawyers(s): Dochtor Kennedy Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Omar Perez Arbitrator(s): Richard S. Zaifert Hearing Site: Jacksonville, FL |