| 13-00524 | 06/09/2014 | Claimant(s): Nurettin Sabuncu, Nory Construction Company.
Claimant Lawyers(s): Paul L. Leclair
Respondent(s): John Bleier, Richard Curtis, Thomas Bonadio, 1717 Capital Management Company, Hornor, Townsend & Kent.
Respondent Lawyers(s): David Rothenberg, Margaret F. Swetman, Natalie T. Furniss
Arbitrator(s): Karin A. Schlosser, Krista Gottlieb, Michael George Whelan
Hearing Site: Buffalo, NY
|  | $0 |
| 13-00441 | 06/05/2014 | Claimant(s): Christopher Birli, Patrick Chapin
Claimant Lawyers(s): Anthony Pecoraro, Brendan James Gilbert
Respondent(s): Metlife Securities Inc., Metropolitan Life Insurance Company
Respondent Lawyers(s): Rachel B. Cowen
Arbitrator(s): David R. Foley, L. Paul Kehoe, Ramona Lee Lloyd
Hearing Site: Buffalo, NY
| | |
| 07-00096 | 06/05/2014 | Claimant(s): Arthur Gilman, Duane DeWispelaere, Hattie Wells, Herbert Pfuhl, Linda Delucia, Milton Pringle, Robert Geter, Sandra Kirin, Whitmore Cunningham, Linda Delucia behalf EST Angelo Delucia, Sandra Kirin behalf EST of James Kirin, Angelo J. DeLucia & Linda L. Delucia
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Ira Miller, Morgan Stanley Smith Barney LLC
Respondent Lawyers(s): Jonathan R. Cyprys
Arbitrator(s): Sandra Gale Behrle, Ira A. Auerbach, L. Paul Kehoe
Hearing Site: Buffalo, NY
| | Expungement |
| 13-01708 | 02/20/2014 | Claimant(s): Scott Rivard
Claimant Lawyers(s): Scott W Rivard
Respondent(s): Frank Black, Southeast Investments, N.C. Inc.
Respondent Lawyers(s): Frank Harmon Black
Arbitrator(s): Howard B. Cohen
Hearing Site: Buffalo, NY
| | |
| 13-00646 | 01/30/2014 | Claimant(s): Robert Goll, The Pauline Goll Trust
Claimant Lawyers(s): August M. Iorio
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Robert E. Goldberg
Arbitrator(s): Stuart M. Schwartz
Hearing Site: Buffalo, NY
| | Expungement |
| 12-03405 | 01/29/2014 | Claimant(s): Frank Racitano
Claimant Lawyers(s): Joanne A. Schultz
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): A.J. Borrelli
Arbitrator(s): Kenneth Dymond
Hearing Site: Buffalo, NY
| | Expungement |
| 13-02162 | 01/02/2014 | Claimant(s): Marlin Salmon
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): NFP Securities.
Respondent Lawyers(s): Robin Corwin Campbell
Arbitrator(s): Kenneth Dymond
Hearing Site: Buffalo, NY
| | $300 |
| 12-03187 | 11/25/2013 | Claimant(s): James Walsh
Claimant Lawyers(s): James M. Walsh
Respondent(s): Jeffrey Briggs, Mitchell Pizzirusso, Capitol Securities Management.
Respondent Lawyers(s): Janet K. DeCosta
Arbitrator(s): John Richard Lynch
Hearing Site: Buffalo, NY
| | $0 |
| 12-04172 | 10/25/2013 | Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Alex Komoroski
Respondent(s): Francis Gerham
Respondent Lawyers(s): Donald Neidhardt
Arbitrator(s): Frank C. Fogl
Hearing Site: Buffalo, NY
| | |
| 12-02407 | 05/08/2013 | Claimant(s): Sage, Rutty & Co..
Claimant Lawyers(s): James P. Nonkes
Respondent(s): Martin Lieber, William Boselli
Respondent Lawyers(s): Warren B. Rosenbaum
Arbitrator(s): Philip M. Marshall, Krista Gottlieb, Francis Xavior Daumen
Hearing Site: Buffalo, NY
| | |
